The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMERICAN NATIONAL GROUP INC | COM | 02772A109 | 714 | 3,780 | SH | DFND | 1, 2, 3, 4 | 3,780 | 0 | 0 | |
ARK INNOVATION ETF | COM | 00214Q104 | 1,419 | 15,000 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 15,000 |
BATTALION OIL CORP | COM | 07134L107 | 176 | 17,959 | SH | DFND | 1, 2, 3, 4 | 17,959 | 0 | 0 | |
BEYOND MEAT INC | COM | 08862E109 | 6,711 | 103,000 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 103,000 |
CITIGROUP INC | COM | 172967424 | 6,039 | 100,000 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 100,000 |
CIT GROUP INC | COM | 125581801 | 4,159 | 81,000 | SH | DFND | 1, 2, 3, 4 | 81,000 | 0 | 0 | |
CLIPPER REALTY INC | COM | 18885T306 | 226 | 22,708 | SH | DFND | 1, 2, 3, 4 | 22,708 | 0 | 0 | |
COMMUNITY WEST BANCSHARES | COM | 204157101 | 465 | 34,669 | SH | DFND | 1, 2, 3, 4 | 34,669 | 0 | 0 | |
COWEN INC - A | COM | 223622606 | 33,670 | 932,693 | SH | DFND | 1, 2, 3, 4 | 932,693 | 0 | 0 | |
DEVON ENERGY CORP | COM | 25179M103 | 812 | 18,444 | SH | DFND | 1, 2, 3, 4 | 18,444 | 0 | 0 | |
FIRST FINANCIAL NORTHWEST | COM | 32022K102 | 758 | 46,893 | SH | DFND | 1, 2, 3, 4 | 46,893 | 0 | 0 | |
GREAT ELM GROUP INC | COM | 39037G109 | 2,404 | 1,150,000 | SH | DFND | 1, 2, 3, 4 | 1,150,000 | 0 | 0 | |
GREIF INC-CL B | COM | 397624206 | 14,936 | 249,844 | SH | DFND | 1, 2, 3, 4 | 249,844 | 0 | 0 | |
ICC HOLDINGS INC | COM | 44931Q104 | 284 | 16,965 | SH | DFND | 1, 2, 3, 4 | 16,965 | 0 | 0 | |
INTERNATIONAL PAPER CO | COM | 460146103 | 2,819 | 60,000 | SH | DFND | 1, 2, 3, 4 | 60,000 | 0 | 0 | |
JACKSON FINANCIAL INC-A | COM | 46817M107 | 11,018 | 263,400 | SH | DFND | 1, 2, 3, 4 | 263,400 | 0 | 0 | |
KENTUCKY FIRST FEDERAL BANCO | COM | 491292108 | 514 | 68,283 | SH | DFND | 1, 2, 3, 4 | 68,283 | 0 | 0 | |
LENNAR CORP - B SHS | COM | 526057302 | 6,967 | 72,860 | SH | DFND | 1, 2, 3, 4 | 72,860 | 0 | 0 | |
LIBERTY LATIN AMERIC-CL A | COM | G9001E102 | 1,615 | 138,512 | SH | DFND | 1, 2, 3, 4 | 138,512 | 0 | 0 | |
LIBERTY LATIN AMERIC-CL C | COM | G9001E128 | 13,721 | 1,203,574 | SH | DFND | 1, 2, 3, 4 | 1,203,574 | 0 | 0 | |
LINCOLN NATIONAL CORP | COM | 534187109 | 3,550 | 52,000 | SH | DFND | 1, 2, 3, 4 | 52,000 | 0 | 0 | |
LOCKHEED MARTIN CORP | COM | 539830109 | 1,099 | 3,093 | SH | DFND | 1, 2, 3, 4 | 3,093 | 0 | 0 | |
MALVERN BANCORP INC | COM | 561409103 | 158 | 10,087 | SH | DFND | 1, 2, 3, 4 | 10,087 | 0 | 0 | |
NATIONAL WESTERN LIFE GROU-A | COM | 638517102 | 3,672 | 17,124 | SH | DFND | 1, 2, 3, 4 | 17,124 | 0 | 0 | |
NI HOLDINGS INC | COM | 65342T106 | 386 | 20,392 | SH | DFND | 1, 2, 3, 4 | 20,392 | 0 | 0 | |
PORTMAN RIDGE FINANCE CORP | COM | 73688F201 | 1,591 | 64,250 | SH | DFND | 1, 2, 3, 4 | 64,250 | 0 | 0 | |
REVOLUTION HEALTHCARE ACQU-A | COM | 76155Y108 | 866 | 88,900 | SH | DFND | 1, 2, 3, 4 | 88,900 | 0 | 0 | |
REVOLUTION HEALTHCARE -CW28 | WTS | 76155Y116 | 13 | 17,780 | SH | DFND | 1, 2, 3, 4 | 0 | 0 | 17,780 | |
SENECA FOODS CORP - CL A | COM | 817070501 | 309 | 6,440 | SH | DFND | 1, 2, 3, 4 | 6,440 | 0 | 0 | |
SENECA FOODS CORP - CL B | COM | 817070105 | 349 | 7,400 | SH | DFND | 1, 2, 3, 4 | 7,400 | 0 | 0 | |
SIRIUSPOINT LTD | COM | G8192H106 | 1,341 | 164,951 | SH | DFND | 1, 2, 3, 4 | 164,951 | 0 | 0 | |
SONIDA SENIOR LIVING INC | COM | 140475203 | 16,972 | 615,704 | SH | DFND | 1, 2, 3, 4 | 615,704 | 0 | 0 | |
SPORTSMAN'S WAREHOUSE HOLDIN | COM | 84920Y106 | 3,016 | 255,600 | SH | DFND | 1, 2, 3, 4 | 255,600 | 0 | 0 | |
STEREOTAXIS INC | COM | 85916J409 | 14,080 | 2,270,952 | SH | DFND | 1, 2, 3, 4 | 2,270,952 | 0 | 0 | |
TEJON RANCH CO | COM | 879080109 | 322 | 16,902 | SH | DFND | 1, 2, 3, 4 | 16,902 | 0 | 0 | |
TESLA INC | COM | 88160R101 | 666,617 | 630,800 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 630,800 |