The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 488 | 3,011 | SH | DFND | 0 | 0 | 3,011 | ||
ADVISORS INNER CIRCLE FD III | RAYLIANT QUANTAM | 00774Q197 | 746 | 33,237 | SH | DFND | 0 | 0 | 33,237 | ||
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 203 | 3,241 | SH | DFND | 0 | 0 | 3,241 | ||
APPLE INC | COM | 037833100 | 344 | 1,972 | SH | DFND | 0 | 0 | 1,972 | ||
ARCUS BIOSCIENCES INC | COM | 03969F109 | 254 | 8,041 | SH | DFND | 0 | 0 | 8,041 | ||
BLACKROCK INCOME TR INC | COM | 09247F100 | 59 | 11,455 | SH | DFND | 0 | 0 | 11,455 | ||
FIRST TR EXCHANGE-TRADED FD | SENIOR LN FD | 33738D309 | 896 | 19,041 | SH | DFND | 0 | 0 | 19,041 | ||
FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 33738R506 | 245 | 5,000 | SH | DFND | 0 | 0 | 5,000 | ||
FIRST TR VALUE LINE DIVID IN | SHS | 33734H106 | 255 | 6,030 | SH | DFND | 0 | 0 | 6,030 | ||
FS KKR CAP CORP | COM | 302635206 | 262 | 11,501 | SH | DFND | 0 | 0 | 11,501 | ||
ISHARES TR | MBS ETF | 464288588 | 931 | 9,144 | SH | DFND | 0 | 0 | 9,144 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 3,233 | 43,933 | SH | DFND | 0 | 0 | 43,933 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 7,521 | 74,834 | SH | DFND | 0 | 0 | 74,834 | ||
ISHARES TR | GLOB HLTHCRE ETF | 464287325 | 1,778 | 20,287 | SH | DFND | 0 | 0 | 20,287 | ||
ISHARES TR | CORE MSCI EURO | 46434V738 | 403 | 7,549 | SH | SOLE | 0 | 0 | 7,549 | ||
J P MORGAN EXCHANGE-TRADED F | ULTRA SHRT INC | 46641Q837 | 292 | 5,801 | SH | DFND | 0 | 0 | 5,801 | ||
MARATHON PETE CORP | COM | 56585A102 | 664 | 7,767 | SH | DFND | 0 | 0 | 7,767 | ||
PIMCO ETF TR | ENHNCD LW DUR AC | 72201R718 | 2,512 | 25,756 | SH | DFND | 0 | 0 | 25,756 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 485 | 4,842 | SH | DFND | 0 | 0 | 4,842 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 683 | 18,591 | SH | DFND | 0 | 0 | 18,591 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 2,995 | 63,249 | SH | DFND | 0 | 0 | 63,249 | ||
SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 6,740 | 76,461 | SH | DFND | 0 | 0 | 76,461 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 7,916 | 103,558 | SH | DFND | 0 | 0 | 103,558 | ||
SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 | 24,918 | 650,258 | SH | DFND | 0 | 0 | 650,258 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 11,217 | 108,924 | SH | DFND | 0 | 0 | 108,924 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 19,529 | 122,872 | SH | DFND | 0 | 0 | 122,872 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 9,576 | 69,904 | SH | DFND | 0 | 0 | 69,904 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 25,299 | 136,754 | SH | DFND | 0 | 0 | 136,754 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 34,932 | 77,346 | SH | DFND | 0 | 0 | 77,346 | ||
SPDR SER TR | BLOOMBERG HIGH Y | 78468R622 | 5,092 | 49,680 | SH | DFND | 0 | 0 | 49,680 | ||
TESLA INC | COM | 88160R101 | 286 | 265 | SH | DFND | 0 | 0 | 265 | ||
TWO RDS SHARED TR | ANFIELD DIVERSIF | 90213U115 | 15,686 | 1,547,445 | SH | DFND | 0 | 0 | 1,547,445 | ||
TWO RDS SHARED TR | ANFIELD UNVL ETF | 90214Q766 | 3,875 | 419,705 | SH | DFND | 0 | 0 | 419,705 | ||
TWO RDS SHARED TR | ANFIELD US EQU | 90214Q733 | 3,739 | 278,227 | SH | DFND | 0 | 0 | 278,227 | ||
TWO RDS SHARED TR | ANFIELD DYNAMIC | 90214Q725 | 3,512 | 388,351 | SH | DFND | 0 | 0 | 388,351 | ||
TWO RDS SHARED TR | APEX HEALTHCARE | 90214Q659 | 628 | 66,904 | SH | DFND | 0 | 0 | 66,904 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 3,697 | 8,905 | SH | DFND | 0 | 0 | 8,905 | ||
AMPHASTAR PHARMACEUTICALS IN | COM | 03209R103 | 18 | 509 | SH | DFND | 0 | 0 | 509 | ||
BIONTECH SE | SPONSORED ADS | 09075V102 | 257 | 1,508 | SH | DFND | 0 | 0 | 1,508 | ||
CATALYST PHARMACEUTICALS INC | COM | 14888U101 | 30 | 3,603 | SH | DFND | 0 | 0 | 3,603 | ||
CHEMED CORP NEW | COM | 16359R103 | 54 | 106 | SH | DFND | 0 | 0 | 106 | ||
EMERGENT BIOSOLUTIONS INC | COM | 29089Q105 | 17 | 418 | SH | DFND | 0 | 0 | 418 | ||
EXELIXIS INC | COM | 30161Q104 | 50 | 2,219 | SH | DFND | 0 | 0 | 2,219 | ||
HALOZYME THERAPEUTICS INC | COM | 40637H109 | 37 | 937 | SH | DFND | 0 | 0 | 937 | ||
INCYTE CORP | COM | 45337C102 | 114 | 1,438 | SH | DFND | 0 | 0 | 1,438 | ||
INNOVIVA INC | COM | 45781M101 | 23 | 1,206 | SH | DFND | 0 | 0 | 1,206 | ||
IRONWOOD PHARMACEUTICALS INC | COM CL A | 46333X108 | 19 | 1,509 | SH | DFND | 0 | 0 | 1,509 | ||
LABORATORY CORP AMER HLDGS | COM NEW | 50540R409 | 172 | 653 | SH | SOLE | 0 | 0 | 653 | ||
MERCK & CO. INC | COM | 58933Y105 | 266 | 3,240 | SH | DFND | 0 | 0 | 3,240 | ||
MODERNA INC | COM | 60770K107 | 251 | 1,458 | SH | DFND | 0 | 0 | 1,458 | ||
QUIDEL CORP | COM | 74838J101 | 28 | 248 | SH | DFND | 0 | 0 | 248 | ||
REGENERON PHARMACEUTICALS | COM | 75886F107 | 263 | 377 | SH | DFND | 0 | 0 | 377 | ||
TIVITY HEALTH INC | COM | 88870R102 | 19 | 598 | SH | DFND | 0 | 0 | 598 | ||
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 268 | 1,028 | SH | DFND | 0 | 0 | 1,028 | ||
VIR BIOTECHNOLOGY INC | COM | 92764N102 | 17 | 650 | SH | DFND | 0 | 0 | 650 | ||
HORIZON THERAPEUTICS PUB LTD | SHS | G46188101 | 152 | 1,442 | SH | DFND | 0 | 0 | 1,442 | ||
CRISPR THERAPEUTICS AG | NAMEN AKT | H17182108 | 19 | 301 | SH | DFND | 0 | 0 | 301 | ||
UNIQURE NV | SHS | N90064101 | 10 | 546 | SH | DFND | 0 | 0 | 546 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 2,280 | 9,076 | SH | DFND | 0 | 0 | 9,076 | ||
ARES CAPITAL CORP | COM | 04010L103 | 2,730 | 130,316 | SH | DFND | 0 | 0 | 130,316 | ||
BLACKSTONE GROUP INC | COM CL A | 09260D107 | 3,154 | 24,846 | SH | DFND | 0 | 0 | 24,846 | ||
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 2,050 | 11,106 | SH | DFND | 0 | 0 | 11,106 | ||
ETF SER SOLUTIONS | HOYA CAP HOUSI | 26922A230 | 1,825 | 47,177 | SH | DFND | 0 | 0 | 47,177 | ||
ETF SER SOLUTIONS | NETLEASE CORP | 26922A248 | 2,084 | 71,020 | SH | DFND | 0 | 0 | 71,020 | ||
FIRST TR EXCHANGE-TRADED FD | NAT GAS ETF | 33733E807 | 3,592 | 147,289 | SH | DFND | 0 | 0 | 147,289 | ||
FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 33734X192 | 2,013 | 22,237 | SH | DFND | 0 | 0 | 22,237 | ||
FIRST TR MLP & ENERGY INCOME | COM | 33739B104 | 2,267 | 274,496 | SH | DFND | 0 | 0 | 274,496 | ||
FIRST TR EXCH TRADED FD III | LNG/SHT EQUITY | 33739P103 | 2,090 | 41,230 | SH | DFND | 0 | 0 | 41,230 | ||
GLOBAL X FDS | GLB X SUPERDIV | 37950E549 | 21 | 1,820 | SH | DFND | 0 | 0 | 1,820 | ||
GLOBAL X FDS | S&P 500 COVERED | 37954Y475 | 2,106 | 42,529 | SH | DFND | 0 | 0 | 42,529 | ||
GLOBAL X FDS | GLOBAL X URANIUM | 37954Y871 | 2,569 | 98,204 | SH | DFND | 0 | 0 | 98,204 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 BUY WRT | 46137V399 | 2,144 | 92,191 | SH | DFND | 0 | 0 | 92,191 | ||
INVESCO EXCHANGE TRADED FD T | DYNMC ENRG EXP | 46137V761 | 2,639 | 95,102 | SH | DFND | 0 | 0 | 95,102 | ||
INVESCO EXCHANGE-TRADED FD T | KBW PREM YIELD | 46138E594 | 2,140 | 83,995 | SH | DFND | 0 | 0 | 83,995 | ||
POWERSHARES DB MULTI-SECTOR | ENERGY FD | 46140H304 | 2,534 | 109,794 | SH | DFND | 0 | 0 | 109,794 | ||
ISHARES TR | USA SIZE FACTOR | 46432F370 | 2,765 | 21,216 | SH | DFND | 0 | 0 | 21,216 | ||
JANUS DETROIT STR TR | HENDRSN SHRT ETF | 47103U886 | 3,450 | 70,301 | SH | DFND | 0 | 0 | 70,301 | ||
NUSHARES ETF TR | NUVEEN SHRT TERM | 67092P706 | 2,132 | 54,521 | SH | DFND | 0 | 0 | 54,521 | ||
PACER FDS TR | BNCHMRK INDSTR | 69374H766 | 2,095 | 41,231 | SH | DFND | 0 | 0 | 41,231 | ||
PIMCO CORPORATE & INCOME STR | COM | 72200U100 | 1,590 | 100,986 | SH | DFND | 0 | 0 | 100,986 | ||
PIMCO DYNAMIC INCOME FD | SHS | 72201Y101 | 2,667 | 109,440 | SH | DFND | 0 | 0 | 109,440 | ||
VANECK VECTORS ETF TR | BDC INCOME ETF | 92189F411 | 2,191 | 122,327 | SH | DFND | 0 | 0 | 122,327 | ||
INVESCO EXCHANGE-TRADED FD T | FNDMNTL HY CRP | 46138E719 | 4,366 | 237,691 | SH | DFND | 0 | 0 | 237,691 | ||
DEVON ENERGY CORP NEW | COM | 25179M103 | 457 | 7,725 | SH | DFND | 0 | 0 | 7,725 | ||
EXPEDIA GROUP INC | COM NEW | 30212P303 | 430 | 2,200 | SH | DFND | 0 | 0 | 2,200 | ||
HCA HEALTHCARE INC | COM | 40412C101 | 376 | 1,500 | SH | DFND | 0 | 0 | 1,500 | ||
MOSAIC CO NEW | COM | 61945C103 | 632 | 9,500 | SH | DFND | 0 | 0 | 9,500 | ||
SVB FINANCIAL GROUP | COM | 78486Q101 | 369 | 660 | SH | DFND | 0 | 0 | 660 | ||
SEALED AIR CORP NEW | COM | 81211K100 | 375 | 5,600 | SH | DFND | 0 | 0 | 5,600 | ||
SIGNATURE BK NEW YORK N Y | COM | 82669G104 | 352 | 1,200 | SH | DFND | 0 | 0 | 1,200 | ||
INVESCO EXCHANGE-TRADED FD T | SR LN ETF | 46138G508 | 1,139 | 52,311 | SH | DFND | 0 | 0 | 52,311 | ||
INVESCO EXCHANGE-TRADED FD T | SR LN ETF | 46138G508 | 367 | 16,900 | SH | SOLE | 16,900 | 0 | 0 | ||
ISHARES TR | US TREAS BD ETF | 46429B267 | 4,242 | 170,284 | SH | DFND | 0 | 0 | 170,284 | ||
ISHARES TR | CONV BD ETF | 46435G102 | 543 | 6,519 | SH | DFND | 0 | 0 | 6,519 | ||
PROSHARES TR | PSHS ULTSH 20YRS | 74347B201 | 453 | 22,108 | SH | DFND | 0 | 0 | 22,108 | ||
BLACKROCK FLOATING RATE INCO | COM | 09255X100 | 277 | 17,414 | SH | SOLE | 17,414 | 0 | 0 |