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LPL Financial LLC Create: Alert

All | News | Filings
Date FiledTypeDescription
07/31/2023 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
05/10/2023 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
02/07/2023 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
02/03/2023 SC 13G Form SC 13G - Statement of acquisition of beneficial ownership by individuals:
02/03/2023 SC 13G Form SC 13G - Statement of acquisition of beneficial ownership by individuals:
02/03/2023 SC 13G Form SC 13G - Statement of acquisition of beneficial ownership by individuals:
01/17/2023 SC 13G/A LPL Financial LLC reports a 7.7% stake in First Trust Senior Floating Rate Income Fund II
01/17/2023 SC 13G/A Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
01/17/2023 SC 13G/A LPL Financial LLC reports a 5.6% stake in Nuveen Floating Rate Income Fund
11/14/2022 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
10/06/2022 SC 13G Form SC 13G - Statement of acquisition of beneficial ownership by individuals:
08/12/2022 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
05/16/2022 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
02/14/2022 SC 13G LPL Financial LLC reports a 5.1% stake in Nuveen Floating Rate Income Fund
02/14/2022 SC 13G LPL Financial LLC reports a 5.9% stake in First Trust Senior Floating Rate Income Fund II
02/14/2022 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
11/15/2021 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
08/13/2021 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
05/14/2021 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
02/12/2021 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
11/09/2020 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
08/13/2020 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
05/14/2020 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
02/14/2020 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
11/13/2019 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
10/10/2019 SC 13G/A LPL Financial LLC reports a 0.6% stake in Medley Capital Corporation
08/09/2019 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
05/08/2019 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
03/15/2019 SC 13G/A LPL Financial LLC reports a 11.1% stake in Medley Capital Corporation
02/07/2019 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
01/10/2019 SC 13G LPL Financial LLC reports a 11.1% stake in Medley Capital Corporation
01/10/2019 SC 13G/A LPL Financial LLC reports a 6% stake in FS KKR Capital Corporation
11/14/2018 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
08/14/2018 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
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