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PennyMac Financial Services, Inc. (PFSI) Create: Alert

All | News | Filings
Date FiledTypeDescription
10/04/2023 4 SPECTOR DAVID (Chairman & CEO) has filed a Form 4 on PennyMac Financial Services, Inc.
Txns: Sold 15,000 shares @ $65.8166, valued at $987.2k
08/17/2023 4 Perotti Daniel Stanley (CFO) has filed a Form 4 on PennyMac Financial Services, Inc.
Txns: Sold 7,600 shares @ $72.37, valued at $550k
08/15/2023 144 Form 144 - Report of proposed sale of securities:
08/10/2023 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "EXHIBIT 10.1 EXECUTION VERSION MASTER REPURCHASE AGREEMENT",
"EXHIBIT 10.2   EXECUTION VERSION  MASTER REPURCHASE AGREEMENT",
"EXECUTION VERSION GUARANTY"
08/08/2023 4 SPECTOR DAVID (Chairman & CEO) has filed a Form 4 on PennyMac Financial Services, Inc.
Txns: Sold 15,000 shares @ $76.275, valued at $1.1M
08/03/2023 10-Q Quarterly Report for the period ended June 30, 2023
07/27/2023 8-K Investor presentation, Quarterly results
Docs: "PennyMac Financial Services, Inc. Reports Second Quarter 2023 Results",
"Slide Presentation for use beginning on July 27, 2023 in connection with a recorded presentation of financial results for the fiscal quarter ended June 30, 2023"
07/19/2023 4 Form 4 - Statement of changes in beneficial ownership of securities:
06/09/2023 4 MCCALLION ANNE (Director) has filed a Form 4 on PennyMac Financial Services, Inc.
Txns: Sold 28,216 shares @ $64.9517, valued at $1.8M
Exercised 28,216 options to buy @ $17.26, valued at $487k
06/07/2023 144 Form 144 - Report of proposed sale of securities:
06/01/2023 144 Form 144 - Report of proposed sale of securities:
06/01/2023 144 Form 144 - Report of proposed sale of securities:
05/24/2023 4 Jones Doug (President & Chief Mtg Bkg Ofcr) has filed a Form 4 on PennyMac Financial Services, Inc.
Txns: Sold 19,820 shares @ $62.3888, valued at $1.2M
05/22/2023 144 Form 144 - Report of proposed sale of securities:
05/18/2023 4 SPECTOR DAVID (Chairman & CEO) has filed a Form 4 on PennyMac Financial Services, Inc.
Txns: Sold 15,000 shares @ $61.9635, valued at $929.5k
05/17/2023 144 Form 144 - Report of proposed sale of securities:
05/03/2023 4 NANJI FARHAD (Director) has filed a Form 4 on PennyMac Financial Services, Inc.
Txns: Granted 390 shares @ $63.03, valued at $24.6k
05/03/2023 4 MAZZELLA JOSEPH F (Director) has filed a Form 4 on PennyMac Financial Services, Inc.
Txns: Granted 421 shares @ $63.03, valued at $26.5k
05/03/2023 10-Q Quarterly Report for the period ended March 31, 2023
04/27/2023 8-K Quarterly results
Docs: "PennyMac Financial Services, Inc. Reports First Quarter 2023 Results",
"FIRST QUARTER HIGHLIGHTS 3 3 PRODUCTION INVESTMENT MANAGEMENT"
04/26/2023 144 Form 144 - Report of proposed sale of securities:
04/21/2023 ARS Form ARS - Annual Report to Security Holders:
04/21/2023 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material:
04/21/2023 DEF 14A Form DEF 14A - Other definitive proxy statements:
04/05/2023 4 SPECTOR DAVID (Chairman & CEO) has filed a Form 4 on PennyMac Financial Services, Inc.
Txns: Sold 15,000 shares @ $59.7142, valued at $895.7k
04/03/2023 4 Hendry Gregory L (MD, Chief Accounting Officer) has filed a Form 4 on PennyMac Financial Services, Inc.
Txns: Sold 2,018 shares @ $57.92, valued at $116.9k
Exercised 2,018 options to buy @ $21.03, valued at $42.4k
03/24/2023 8-K/A Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "Separation Agreement and General Release date as of March 21, 2023"
03/22/2023 3 Chang William Herbert (Chief Capital Markets Officer) has filed a Form 3 on PennyMac Financial Services, Inc.
03/22/2023 4 Perotti Daniel Stanley (CFO) has filed a Form 4 on PennyMac Financial Services, Inc.
Txns: Exercised 2,523 shares @ $0
Sold 2,523 shares @ $57.1267, valued at $144.1k
Exercised 2,523 options to buy @ $21.03, valued at $53.1k
03/16/2023 8-K Entry into a Material Definitive Agreement, Regulation FD Disclosure, Financial Statements and Exhibits  Inte...
Docs: "OMNIBUS ASSIGNMENT, ASSUMPTION AND AMENDMENT THIS OMNIBUS ASSIGNMENT, ASSUMPTION AND AMENDMENT, dated as of March 16, 2023 , is among CREDIT SUISSE FIRST BOSTON MORTGAGE CAPITAL LLC , CREDIT SUISSE AG, a company incorporated in Switzerland, acting through its CAYMAN ISLANDS BRANCH , ALPINE SECURITIZATION LTD , ATLAS SECURITIZED PRODUCTS, L.P. , ATLAS SECURITIZED PRODUCTS INVESTMENTS 3, L.P. , ATLAS SECURITIZED PRODUCTS FUNDING 2, L.P. , NEXERA HOLDING LLC , PENNYMAC LOAN SERVICES, LLC and PRIVATE NATIONAL MORTGAGE ACCEPTANCE COMPANY, LLC . Unless otherwise defined herein, capitalized terms used in this Amendment shall have the meanings assigned to such terms in the Repurchase Documents . WHEREAS, reference is made to that certain Fourth Amended and Restated Master Repurchase Agreement, dat...",
"EXHIBIT A-1",
"Release of Assigning Parties"
03/09/2023 4 SPECTOR DAVID (Chairman & CEO) has filed a Form 4 on PennyMac Financial Services, Inc.
Txns: Sold 15,000 shares @ $61.6906, valued at $925.4k
03/09/2023 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "Pennymac Announces Organizational Changes"
03/07/2023 4 STARK DEREK (Chief Legal Officer) has filed a Form 4 on PennyMac Financial Services, Inc.
Txns: Gifted 1,000 shares @ $0
03/02/2023 4 White Donald J. (Chief Risk Officer) has filed a Form 4 on PennyMac Financial Services, Inc.
Txns: Sold 1,630 shares @ $60.6168, valued at $98.8k
Granted 4,493 options to buy @ $0
Exercised 4,493 options to buy @ $0
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