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Filed Chapter 11

Golden Minerals Co (AUMN) Create: Alert

All | News | Filings
Date FiledTypeDescription
09/28/2023 EFFECT Form EFFECT - Notice of Effectiveness:
08/24/2023 8-K Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Regulation FD Disclosure...
Docs: "Golden Minerals Receives NYSE Acceptance of Plan to Regain Listing Compliance GOLDEN, CO - /BUSINESS WIRE/ - August 23, 2023 – Golden Minerals Company announced today that the NYSE American has accepted the Company’ s business plan to regain compliance with the continued listing standards set forth in Section 1003 of the NYSE American Company Guide. As previously disclosed, on June 6, 2023, the Company received written notice from the NYSE that the Company was not in compliance with Section 1003 which requires a listed company to have stockholders’ equity of at least $6 million when such issuer has sustained losses from continuing operations and/or net losses in its five most recent fiscal years. The Company reported stockholders’ equity of $4.1 million as of March 31, 2023 and $5.6 milli..."
08/16/2023 S-1 Form S-1 - General form for registration of securities under the Securities Act of 1933:
08/15/2023 8-K Entry into a Material Definitive Agreement  Interactive Data
08/10/2023 8-K Quarterly results
Docs: "Golden Minerals Reports Second Quarter 2023 Financial Results GOLDEN, CO - /BUSINESS WIRE/ - August 9, 2023 – Golden Minerals Company has today released financial results and a business summary for the quarter ending June 30, 2023. Second Quarter Business Summary ● The Company announced in June that it intends to restart mining operations at its Velardeña Properties, pending obtaining sufficient financing, which is still in progress. Velardeña is a silver-gold underground mine property located in Durango State, Mexico that Golden last operated in late 2015. ● The Rodeo mine reported second quarter 2023 payable production of 1,828 ounces gold and 7,742 oz. silver in doré, with average realized sales prices of $1,976/oz. gold and $24.34/oz. silver. Metallurg..."
08/08/2023 10-Q Quarterly Report for the period ended June 30, 2023
07/20/2023 8-K Quarterly results
07/12/2023 D Form D - Notice of Exempt Offering of Securities:
07/07/2023 8-K Changes in Registrant's Certifying Accountant, Financial Statements and Exhibits  Interactive Data
Docs: "Letter from Armanino, LLP"
07/05/2023 3 CASTANOS PABLO (Executive Vice President) has filed a Form 3 on Golden Minerals Co
06/30/2023 S-8 Form S-8 - Securities to be offered to employees in employee benefit plans:
06/29/2023 8-K Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits ...
Docs: "Letter re: Registration Statement on Form S-3 ; 790,000 shares of Common Stock, $0.01 par value per share, and pre-funded warrants to purchase up to 637,587 shares of Common Stock, $0.01 par value per share.",
"SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement is dated as of June 26, 2023, between Golden Minerals Company, a Delaware corporation , and each purchaser identified on the signature pages hereto . WHEREAS, subject to the terms and conditions set forth in this Agreement and pursuant to an effective registration statement under the Securities Act as to the Shares and Pre-Funded Warrants and an exemption from the registration requirements of Section 5 of the Securities Act contained in Section 4 thereof and/or Regulation D thereunder as to the Common Warrants, the Company desires to issue and sell to each Purchaser, and each Purchaser, severally and not jointly, desires to purchase from the Company, securities of the Company as more fully described in this Agreement. NOW, TH...",
"COMMON STOCK PURCHASE WARRANT golden minerals company Warrant Shares: _______ Initial Exercise Date: December ___, 2023 Issue Date: June __, 2023 THIS COMMON STOCK PURCHASE WARRANT certifies that, for value received, _____________ or its assigns is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after December __, 2023 and on or prior to 5:00 p.m. on December __, 2028 but not thereafter, to subscribe for and purchase from Golden Minerals Company, a Delaware corporation , up to the number of shares set forth above of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2. Section 1 .      Definitions ....",
"PRE-FUNDED COMMON STOCK PURCHASE WARRANT GOLDen MINERALS COMPANY Warrant Shares: _______ Initial Exercise Date: June ____, 2023 THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT certifies that, for value received, _____________ or its assigns is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof and on or prior to 5:00 p.m. until this Warrant is exercised in full but not thereafter, to subscribe for and purchase from Golden Minerals Company, a Delaware corporation , up to the number of shares set forth above of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2. Section 1 .    &#823..."
06/28/2023 424B5 Form 424B5 - Prospectus [Rule 424(b)(5)]:
06/28/2023 424B5 Form 424B5 - Prospectus [Rule 424(b)(5)]:
06/16/2023 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "Pablo Castaños Joins Golden Minerals as Executive Vice President GOLDEN, CO - /BUSINESS WIRE/ - June 16, 2023 – Golden Minerals Company is pleased to announce that Pablo Castaños will be joining the Company on July 1, 2023, serving in a newly-created role of executive vice president. Mr. Castaños brings to the Company more than 20 years of global and strategic leadership expertise, including twelve years in the mining industry, in positions focusing on strategic planning, finance, compliance, sustainability, government affairs and risk management. Since 2017, he has served as managing partner of Integra QRO Hold and Magnolia OneZero Investments, LLC, real estate development and construction companies located in Querétaro, Mexico and Austin, Texas, respectively...."
06/09/2023 8-K Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Other Events, Financial ...
Docs: "GOLDEN MINERALS COMPANY"
05/30/2023 8-K Material Modifications to Rights of Security Holders, Departure of Directors or Certain Officers; Election of Directors; Appo...
Docs: "CERTIFICATE OF AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF GOLDEN MINERALS COMPANY a Delaware corporation * * * * * Pursuant to Section 242 of the Delaware General Corporation Law * * * *",
"GOLDEN MINERALS COMPANY",
"GOLDEN MINERALS COMPANY 350 Indiana Street – Suite 650 – Golden, Colorado 80401 – Telephone 839-5060"
05/19/2023 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
04/06/2023 ARS Form ARS - Annual Report to Security Holders:
04/06/2023 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material:
04/06/2023 DEF 14A Form DEF 14A - Other definitive proxy statements:
04/04/2023 8-K Other Events, Financial Statements and Exhibits  Interactive Data
Docs: "Letter re: Golden Minerals Company"
03/29/2023 424B5 Form 424B5 - Prospectus [Rule 424(b)(5)]:
03/24/2023 PRE 14A Form PRE 14A - Other preliminary proxy statements:
03/22/2023 10-K Annual Report for the period ended December 31, 2022
03/01/2023 8-K Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits  ...
Docs: "EXHIBIT-3.1"
01/11/2023 8-K Results of Operations and Financial Condition, Financial Statements and Exhibits  Interactive Data
Docs: "Golden Minerals Company Reports Q4 and FY 2022 Gold Production GOLDEN, CO - /BUSINESS WIRE/ - January 11, 2023 – Golden Minerals Company has reported production data from its Rodeo gold-silver mine for the fourth quarter ending December 31, 2022 and full year 2022. Summary highlights include the following: · Payable gold production: 2,398 oz Au in Q4 and 11,982 oz Au in FY 2022 · Payable silver production: 13,560 oz Ag in Q4 and 52,179 oz in FY 2022 · Payable gold equivalent production: 2,568 AuEq oz in Q4 and 12,616 AuEq oz in FY 2022 · Average gold grade: 2.0 g/t Au in Q4 and 2.6 g/t in FY 2022 · Throughput : 573 tpd in Q4 and 536 g/t in FY 2022 · Gold recovery: 73.3% in Q4 and 74.7% in FY 2022 · Silver recovery: 82.0% in Q4 and 81.2% in ..."
11/09/2022 10-Q Quarterly Report for the period ended September 30, 2022
09/09/2022 8-K Auditor change
Docs: "Letter from Plante & Moran, PLLC"
08/10/2022 10-Q Quarterly Report for the period ended June 30, 2022
06/08/2022 4 Rehn Warren (President and CEO) has filed a Form 4 on Golden Minerals Co
Txns: Granted 1,000,000 restricted stock units @ $0
05/31/2022 4 Watkins David (Director) has filed a Form 4 on Golden Minerals Co
Txns: Granted 100,000 restricted stock units @ $0
05/31/2022 4 PALMER TERRY M (Director) has filed a Form 4 on Golden Minerals Co
Txns: Granted 100,000 restricted stock units @ $0
05/31/2022 4 MORANO KEVIN R (Director) has filed a Form 4 on Golden Minerals Co
Txns: Granted 100,000 restricted stock units @ $0
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