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Forman Alan N Create: Alert

All | News | Filings
Date FiledTypeDescription
06/06/2023 4 Forman Alan N (EVP, General Counsel, Sec) has filed a Form 4 on B. Riley Financial, Inc.
Txns: Paid exercise price by delivering 1,404 shares @ $36.43, valued at $51.1k
05/26/2023 4 Forman Alan N (EVP, General Counsel, Sec) has filed a Form 4 on B. Riley Financial, Inc.
Txns: Paid exercise price by delivering 2,353 shares @ $36.83, valued at $86.7k
02/28/2023 4 Forman Alan N (EVP, General Counsel, Sec) has filed a Form 4 on B. Riley Financial, Inc.
Txns: Granted 7,384 shares @ $0
02/10/2023 4 Form 4 - Statement of changes in beneficial ownership of securities:
06/03/2022 4 Form 4 - Statement of changes in beneficial ownership of securities:
05/26/2022 4 Form 4 - Statement of changes in beneficial ownership of securities:
10/29/2021 4 Forman Alan N (EVP, General Counsel, Sec) has filed a Form 4 on B. Riley Financial, Inc.
Txns: Granted 17,089 options to buy @ $0
06/02/2021 4 Form 4 - Statement of changes in beneficial ownership of securities:
05/26/2021 4 Form 4 - Statement of changes in beneficial ownership of securities:
02/19/2021 4 Form 4 - Statement of changes in beneficial ownership of securities:
12/16/2020 4 Forman Alan N (EVP, General Counsel, Sec) has filed a Form 4 on B. Riley Financial, Inc.
Txns: Paid exercise price by delivering 22,769 shares @ $36.78, valued at $837.4k
12/08/2020 4/A Forman Alan N (EVP, General Counsel, Sec) has filed a Form 4 on B. Riley Financial, Inc.
Txns: Exercised 50,000 options to buy @ $0
12/07/2020 4 Forman Alan N (EVP, General Counsel, Sec) has filed a Form 4 on B. Riley Financial, Inc.
Txns: Exercised 50,000 options to buy @ $0
05/26/2020 4 Forman Alan N (EVP, General Counsel, Sec) has filed a Form 4 on B. Riley Financial, Inc.
Txns: Granted 13,827 shares @ $0
Paid exercise price by delivering 5,657 shares @ $18.54, valued at $104.9k
03/13/2020 4 Form 4 - Statement of changes in beneficial ownership of securities:
07/16/2019 4 Forman Alan N (EVP, General Counsel, Sec) has filed a Form 4 on B. Riley Financial, Inc.
Txns: Granted 50,000 options to buy @ $0
05/29/2019 4 Forman Alan N (EVP, General Counsel, Sec) has filed a Form 4 on B. Riley Financial, Inc.
Txns: Granted 12,827 shares @ $0
Paid exercise price by delivering 4,893 shares @ $20.32, valued at $99.4k
06/15/2018 4 Forman Alan N (EVP, General Counsel, Sec) has filed a Form 4 on B. Riley Financial, Inc.
Txns: Granted 13,500 shares @ $0
05/29/2018 4 Forman Alan N (EVP, General Counsel, Sec) has filed a Form 4 on B. Riley Financial, Inc.
Txns: Paid exercise price by delivering 3,364 shares @ $20.85, valued at $70.1k
06/15/2017 4 Forman Alan N (EVP, General Counsel, Sec) has filed a Form 4 on B. Riley Financial, Inc.
Txns: Granted 14,516 shares @ $0
05/26/2017 4 Form 4 - Statement of changes in beneficial ownership of securities
12/13/2016 4 Form 4 - Statement of changes in beneficial ownership of securities
05/26/2016 4 Form 4 - Statement of changes in beneficial ownership of securities
05/09/2016 4 Forman Alan N (EVP, General Counsel, Sec.) has filed a Form 4 on B. Riley Financial, Inc.
Txns: Bought 3,000 shares @ $9.5, valued at $28.5k
10/03/2012 4 Forman Alan N (Senior VP and Gen. Counsel) has filed a Form 4 on STR HOLDINGS, INC.
Txns: Granted 125,000 options to buy @ $3.1, valued at $387.5k
10/04/2011 4 Forman Alan N (Vice President & Gen. Counsel) has filed a Form 4 on STR HOLDINGS, INC.
Txns: Granted 50,000 shares @ $0
05/04/2010 4 Forman Alan N (Vice President & Gen. Counsel) has filed a Form 4 on STR Holdings, Inc.
Txns: Granted 125,000 options to buy @ $23.06, valued at $2.9M
05/04/2010 3 Forman Alan N (Vice President & Gen. Counsel) has filed a Form 3 on STR Holdings, Inc.

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