K2 PRINCIPAL FUND, L.P. [Rocket]

Holdings

K2 PRINCIPAL FUND, L.P.

Changes: All | New | Increased | Decreased | Sold Out

Portfolio as of:

Name	Ticker	Class	Shares	Change	Value	Change	% Port	% OS	Hist	Date
iSHARES TRUST	HYG	OPTION	268,800	193,800	20,307,841,000	20,302,487,000	2.79		Hist	03/31/2023
Freshpet, Inc.	FRPT	CALL	269,800	233,500	17,858,063,000	17,856,245,000	2.46		Hist	03/31/2023
ROYAL CARIBBEAN CRUISES LTD	RCL	PUT	162,500	132,500	10,611,250,000	10,610,113,000	1.46		Hist	03/31/2023
SPDR GOLD TRUST GOLD	GLD	OPTION	40,000	20,000	7,328,800,000	7,325,707,000	1.01		Hist	03/31/2023
YAMANA GOLD INC.	YRI	Common	1,212,401	1,004,461	7,092,546,000	7,091,604,000	0.98		Hist	03/31/2023
Seritage Growth Properties	SRG	CL A	810,562	190,562	6,379,123,000	6,373,531,000	0.88		Hist	03/31/2023
FIRST HORIZON CORP	FHN	Common	332,798	278,449	5,917,149,000	5,915,904,000	0.81	0.06	Hist	03/31/2023
PELOTON INTERACTIVE, INC.	PTON	CL A COM	402,400	277,100	4,563,216,000	4,562,348,000	0.63		Hist	03/31/2023
ISHARES SILVER TRUST ISHARES	SLV	OPTION	190,000	65,000	4,202,800,000	4,200,612,000	0.58		Hist	03/31/2023
REDWOOD TRUST INC	RWT	Common	582,301	466,801	3,924,709,000	3,924,046,000	0.54	0.51	Hist	03/31/2023
VMWARE, INC.	VMW	Cl A	30,147	12,799	3,763,853,000	3,762,006,000	0.52		Hist	03/31/2023
NEVRO CORP	NVRO	CALL	101,600	89,600	3,672,840,000	3,672,281,000	0.51		Hist	03/31/2023
Affirm Holdings, Inc.	AFRM	COM CL A	322,200	262,300	3,631,194,000	3,630,070,000	0.50		Hist	03/31/2023
Spirit Airlines, Inc.	SAVE	COM	140,727	50,825	2,416,283,000	2,414,591,000	0.33		Hist	03/31/2023
DraftKings Holdings Inc.	DKNG	CALL	121,000	45,000	2,342,560,000	2,341,409,000	0.32		Hist	03/31/2023
PharmaCyte Biotech, Inc.	PMCB	COM NEW	723,271	112,108	2,062,624,000	2,061,157,000	0.28	4.15	Hist	03/31/2023
CARNIVAL CORP	CCL	Put	200,000	25,000	2,030,000,000	2,028,770,000	0.28		Hist	03/31/2023
Rivian Automotive, Inc. / DE	RIVN	COM CL A	78,000	19,400	1,207,440,000	1,205,511,000	0.17		Hist	03/31/2023
WORLD ACCEPTANCE CORP	WRLD	Common	13,233	3,425	1,102,177,000	1,101,227,000	0.15		Hist	03/31/2023
Centerra Gold Inc.	CGAU	COM	115,200	105,200	745,344,000	745,300,000	0.10		Hist	03/31/2023
GameStop Corp.	GME	Cl A	17,712	5,837	407,730,000	407,432,000	0.06		Hist	03/31/2023
M3-Brigade Acquisition III Corp.	MBSC/WS	*W EXP 07/31/202	237,763	53,137	87,972,000	87,961,000	0.01		Hist	03/31/2023
Global System Dynamics, Inc.	GLEEW	*W EXP 04/01/202	596,678	138,853	36,755,000	36,732,000	0.01		Hist	03/31/2023
Tristar Acquisition I Corp.	TRIS/WS	*W EXP 99/99/999	184,138	2,281	18,230,000	18,221,000	0.00		Hist	03/31/2023
Black Mountain Acquisition Corp.	BMAC/WS	*W EXP 10/15/202	227,900	202,900	15,338,000	15,336,000	0.00		Hist	03/31/2023
ACCRETION ACQUISITION CORP.	ENERW	*W EXP 03/01/202	330,839	80,839	11,579,000	11,567,000	0.00		Hist	03/31/2023