| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 03/08/2017 | HARVEST NATURAL RESOURCES, INC. | HNR | Exercise (in-the-money or at-the-money) | Stock Options | 151.8k | $4.52 | $686k | | 03/08/2017 |
| 03/08/2017 | HARVEST NATURAL RESOURCES, INC. | HNR | Payment of Exercise | Common Stock, $.01 par value per share | 100.7k | $6.81 | $686k | | 03/08/2017 |
| 03/08/2017 | HARVEST NATURAL RESOURCES, INC. | HNR | Exercise | Common Stock, $.01 par value per share | 151.8k | $4.52 | $686k | | 03/08/2017 |
| 05/21/2014 | HARVEST NATURAL RESOURCES, INC. | HNR | Grant | Phantom Stock | 78k | $0.00 | $0 | | 05/21/2014 |
| 05/21/2014 | HARVEST NATURAL RESOURCES, INC. | HNR | Grant | Stock Options | 99k | $4.76 | $471.2k | | 05/21/2014 |
| 06/18/2013 | HARVEST NATURAL RESOURCES, INC. | HNR | Exercise | Phantom Stock | 4.3k | $0.00 | $0 | | 06/18/2013 |
| 06/18/2013 | HARVEST NATURAL RESOURCES, INC. | HNR | Disposition | Common Stock, $.01 par value per share | 4.3k | $3.10 | $13.4k | | 06/18/2013 |
| 05/20/2011 | HARVEST NATURAL RESOURCES, INC. | HNR | Grant | Stock Options | 66.3k | $11.19 | $741.9k | | 05/20/2011 |
| 05/20/2011 | HARVEST NATURAL RESOURCES, INC. | HNR | Grant | Common Stock, $.01 par value per share | 16.9k | $0.00 | $0 | | 05/20/2011 |
| 05/27/2010 | HARVEST NATURAL RESOURCES, INC. | HNR | Purchase | Common Stock, $.01 par value per share | 13.8k | $7.37 | $101.3k | | 05/27/2010 |
| 05/20/2010 | HARVEST NATURAL RESOURCES, INC. | HNR | Grant | Common Stock, $.01 par value per share | 17.5k | $0.00 | $0 | | 05/20/2010 |
| 05/20/2010 | HARVEST NATURAL RESOURCES, INC. | HNR | Grant | Stock Options | 47.8k | $7.10 | $339.4k | | 05/20/2010 |