MORRISS GEORGE W [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Reported
03/16/2023	Thrivent Church Loan & Income Fund	XCLIX	Purchase	Class S shares of beneficial interest	5.4k	$9.16	$49.3k	03/16/2023
05/17/2022	Neuberger Berman High Yield Strategies Fund Inc.	NHS	Exercise (in-the-money or at-the-money)	Common Stock	3.8k	$8.60	$32.4k	05/17/2022
05/17/2022	Neuberger Berman High Yield Strategies Fund Inc.	NHS	Exercise (in-the-money or at-the-money)		5.3k	$0.00	$0	05/17/2022
06/24/2021	1WS Credit Income Fund	OWSCX	Purchase	Class I Shares	1.6k	$21.44	$35.3k	06/24/2021
06/04/2021	1WS Credit Income Fund	OWSCX	Purchase	Class I Shares	1.6k	$21.28	$35k	06/04/2021
05/25/2021	Neuberger Berman Next Generation Connectivity Fund Inc.		Purchase	Common Stock	5k	$20.00	$100k	05/27/2021
05/26/2020	Thrivent Church Loan & Income Fund	XCLIX	Purchase	Class S shares of beneficial interest	2.3k	$10.78	$25k	05/26/2020
04/02/2020	Neuberger Berman MLP & Energy Income Fund Inc.	NML	Purchase	Shares of Common Stock	2.5k	$1.91	$4.8k	04/02/2020
01/18/2019	Thrivent Church Loan & Income Fund	XCLIX	Purchase	Class S Shares of beneficial interest	2.5k	$9.97	$25k	01/18/2019
10/30/2018	STEBEN SELECT MULTI-STRATEGY FUND		Sale	Shares of Beneficial Interest - Class I	30.3k	$9.05	$274.7k	10/30/2018
04/01/2016	STEBEN SELECT MULTI-STRATEGY FUND		Purchase	Class I Shares	3k	$10.16	$30k	04/01/2016
04/01/2016	STEBEN SELECT MULTI-STRATEGY FUND		Purchase	Class I Shares	3k	$10.17	$30k	04/01/2016
04/04/2013	Neuberger Berman MLP & Energy Income Fund Inc.	NML	Purchase	Shares of Common Stock	700	$20.62	$14.4k	04/04/2013