| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 06/15/2022 | CASI Pharmaceuticals, Inc (DE) | CASI | Purchase | Common Stock | 50k | $3.18 | $159k | | 06/13/2022 |
| 06/14/2022 | CASI Pharmaceuticals, Inc (DE) | CASI | Purchase | Common Stock | 2.1k | $3.06 | $6.4k | | 06/13/2022 |
| 06/13/2022 | CASI Pharmaceuticals, Inc (DE) | CASI | Purchase | Common Stock | 36.1k | $2.97 | $107.1k | | 06/13/2022 |
| 11/18/2021 | CASI Pharmaceuticals, Inc (DE) | CASI | Purchase | Common Stock | 200k | $0.98 | $196k | | 11/17/2021 |
| 11/17/2021 | CASI Pharmaceuticals, Inc (DE) | CASI | Purchase | Common Stock | 200k | $0.99 | $198k | | 11/17/2021 |
| 08/19/2021 | CASI Pharmaceuticals, Inc (DE) | CASI | Purchase | Common Stock | 180k | $1.26 | $226.8k | | 08/18/2021 |
| 08/18/2021 | CASI Pharmaceuticals, Inc (DE) | CASI | Purchase | Common Stock | 300k | $1.29 | $387k | | 08/18/2021 |
| 06/15/2021 | CASI Pharmaceuticals, Inc (DE) | CASI | Grant | Stock Options (Right to Buy) | 4M | $1.73 | $6.9M | | 06/15/2021 |
| 03/26/2021 | CASI Pharmaceuticals, Inc (DE) | CASI | Purchase | Common Stock | 3M | $2.05 | $6.2M | See Footnote | 03/26/2021 |
| 12/22/2020 | CASI Pharmaceuticals, Inc (DE) | CASI | Gift | Common Stock | 380k | $0.00 | $0 | | 12/22/2020 |
| 11/23/2020 | CASI Pharmaceuticals, Inc (DE) | CASI | Purchase | Common Stock | 100k | $2.18 | $218k | | 11/20/2020 |
| 11/20/2020 | CASI Pharmaceuticals, Inc (DE) | CASI | Purchase | Common Stock | 127.5k | $2.12 | $270.2k | | 11/20/2020 |
| 07/22/2020 | CASI Pharmaceuticals, Inc (DE) | CASI | Purchase | Common Stock | 3M | $1.90 | $5.6M | | 07/22/2020 |
| 07/22/2020 | CASI Pharmaceuticals, Inc (DE) | CASI | Purchase | Common Stock | 1.2M | $1.90 | $2.3M | See Footnote | 07/22/2020 |
| 05/20/2020 | CASI Pharmaceuticals, Inc (DE) | CASI | Purchase | Common Stock | 56.5k | $2.37 | $133.8k | | 05/19/2020 |
| 05/19/2020 | CASI Pharmaceuticals, Inc (DE) | CASI | Purchase | Common Stock | 29.8k | $2.03 | $60.5k | | 05/19/2020 |
| 05/18/2020 | CASI Pharmaceuticals, Inc (DE) | CASI | Purchase | Common Stock | 338.9k | $2.02 | $684.6k | | 05/15/2020 |
| 05/15/2020 | CASI Pharmaceuticals, Inc (DE) | CASI | Purchase | Common Stock | 100k | $1.82 | $182k | | 05/15/2020 |
| 03/27/2020 | CASI Pharmaceuticals, Inc (DE) | CASI | Purchase | Common Stock | 6.9k | $2.08 | $14.3k | | 03/27/2020 |
| 03/26/2020 | CASI Pharmaceuticals, Inc (DE) | CASI | Purchase | Common Stock | 328.1k | $2.09 | $685.7k | | 03/25/2020 |
| 03/25/2020 | CASI Pharmaceuticals, Inc (DE) | CASI | Purchase | Common Stock | 196.4k | $1.94 | $381k | | 03/25/2020 |
| 03/19/2020 | CASI Pharmaceuticals, Inc (DE) | CASI | Purchase | Common Stock | 234.5k | $1.57 | $368.1k | See Footnote | 03/17/2020 |
| 03/18/2020 | CASI Pharmaceuticals, Inc (DE) | CASI | Purchase | Common Stock | 501.3k | $1.52 | $762k | See Footnote | 03/17/2020 |
| 03/17/2020 | CASI Pharmaceuticals, Inc (DE) | CASI | Purchase | Common Stock | 264.2k | $1.50 | $396.3k | See Footnote | 03/17/2020 |
| 12/16/2019 | CASI Pharmaceuticals, Inc (DE) | CASI | Exercise (in-the-money or at-the-money) | Warrant | 374.3k | $1.69 | $632.6k | See Footnote | 12/16/2019 |
| 08/16/2019 | CASI Pharmaceuticals, Inc (DE) | CASI | Purchase | Common Stock | 20k | $3.20 | $64k | | 08/16/2019 |
| 08/14/2019 | CASI Pharmaceuticals, Inc (DE) | CASI | Purchase | Common Stock | 160k | $3.17 | $507.2k | | 08/14/2019 |
| 06/20/2019 | CASI Pharmaceuticals, Inc (DE) | CASI | Grant | Stock Option (Right to Buy) | 4M | $2.85 | $11.4M | | 06/20/2019 |
| 12/19/2018 | CASI Pharmaceuticals, Inc (DE) | CASI | Gift | Common Stock | 200k | $0.00 | $0 | | 12/19/2018 |
| 06/11/2018 | CASI Pharmaceuticals, Inc (DE) | CASI | Grant | Stock Options (Right to Buy) | 1000k | $3.22 | $3.2M | | 06/11/2018 |
| 03/19/2018 | CASI Pharmaceuticals, Inc (DE) | CASI | Purchase | Common Stock | 3.1M | $3.24 | $10M | See Footnote | 03/19/2018 |
| 03/19/2018 | CASI Pharmaceuticals, Inc (DE) | CASI | Grant | Warrants (Right to Buy) | 1.2M | $3.69 | $4.6M | See Footnote | 03/19/2018 |
| 06/08/2017 | CASI Pharmaceuticals, Inc (DE) | CASI | Grant | Stock Options (Right to Buy) | 100k | $1.01 | $100.6k | | 06/08/2017 |
| 06/24/2016 | CASI Pharmaceuticals, Inc (DE) | CASI | Grant | Stock Options (Right to Buy) | 369.8k | $1.15 | $425.3k | | 06/24/2016 |
| 06/02/2016 | CASI Pharmaceuticals, Inc (DE) | CASI | Grant | Stock Options (Right to Buy) | 712.1k | $0.86 | $612.5k | | 06/02/2016 |