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Kayne Anderson Energy Total Return Fund, Inc. (KYE)

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
08/06/2018Voya Financial, Inc.10% OwnerOther (acquisition)Series C Mandatory Redeemable Preferred Shares800k$25.00$20MBy Subsidiary12/08/2017
08/06/2018PRUDENTIAL FINANCIAL INC Other (disposition) 1.1M$1.00$1.1MBy The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person08/06/2018
08/06/2018PRUDENTIAL FINANCIAL INC Other (disposition) 2.4M$1.00$2.4MBy The Gibraltar Life Insurance Co., Ltd, a wholly-owned subsidiary of the Reporting Perso08/06/2018
08/06/2018MASSACHUSETTS MUTUAL LIFE INSURANCE CO Other (disposition)Series K Senior Note14.2M$1.00$14.2M 08/06/2018
08/06/2018MASSACHUSETTS MUTUAL LIFE INSURANCE CO Other (disposition)Series L Senior Note13.5M$1.00$13.5M 08/06/2018
08/06/2018MASSACHUSETTS MUTUAL LIFE INSURANCE CO Other (disposition)Series K Senior Note1.1M$1.00$1.1MBy C.M. Life Insurance company08/06/2018
08/06/2018MASSACHUSETTS MUTUAL LIFE INSURANCE CO Other (disposition)Series L Senior Note1000k$1.00$1000kBy C.M. Life Insurance company08/06/2018
08/06/2018MASSACHUSETTS MUTUAL LIFE INSURANCE CO Other (disposition)Series L Senior Note2.5M$1.00$2.5MBy MassMutual Asia Limited08/06/2018
08/06/2018Mutual of Omaha Insurance Co10% OwnerOther (disposition)Series D Manadatory Redeemable Preferred Stock600k$25.00$15MSubsidiary08/06/2018
08/06/2018Mutual of Omaha Insurance Co10% OwnerOther (disposition)Series D Manadatory Redeemable Preferred Stock200k$25.00$5M 08/06/2018
12/08/2017Mutual of Omaha Insurance Co10% OwnerOther (disposition)Series B Mandatory Redeemable Preferred Shares200k$25.02$5Msubsidiary12/08/2017
12/08/2017Voya Financial, Inc.10% OwnerOther (disposition)Series B Mandatory Redeemable Preferred Shares200k$25.02$5MBy Subsidiary12/08/2017
11/29/2017UNITED OF OMAHA LIFE INSURANCE CO10% OwnerPurchaseSeries D Mandatory Redeemable Preferred Stock480k$12,000,000.00$5760000M 11/29/2017
11/29/2017UNITED OF OMAHA LIFE INSURANCE CO10% OwnerPurchaseSeries D Mandatory Redeemable Preferred Stock480k$12,000,000.00$5760000M 09/07/2016
11/29/2017UNITED OF OMAHA LIFE INSURANCE CO10% OwnerPurchaseSeries D Manadatory Redeemable Preferred Stock120k$3,000,000.00$360000MCompanion09/07/2016
11/29/2017Mutual of Omaha Insurance Co10% OwnerPurchaseSeries D Manadatory Redeemable Preferred Stock120k$3,000,000.00$360000Msubsidiary09/07/2016
11/29/2017Mutual of Omaha Insurance Co10% OwnerPurchaseSeries D Manadatory Redeemable Preferred Stock200k$5,000,000.00$1000000M 09/07/2016
11/29/2017Mutual of Omaha Insurance Co10% OwnerPurchaseSeries D Manadatory Redeemable Preferred Stock480k$12,000,000.00$5760000Msubsidiary09/07/2016
09/07/2016UNITED OF OMAHA LIFE INSURANCE CO10% OwnerOther (disposition)Series A Mandatory Redeemable Preferred Stock88.9k$2,222,225.00$197531.4M 09/07/2016
09/07/2016SUN LIFE FINANCIAL INC10% OwnerOther (disposition)Series A Mandatory Redeemable Preferred Stock266.7k$25.02$6.7MBy Sun Life Assurance Co of Canada09/07/2016
09/07/2016UNITED OF OMAHA LIFE INSURANCE CO10% OwnerSaleSeries A Mandatory Redeemable Preferred Stock88.9k$2,222,225.00$197531.4M 09/07/2016
09/07/2016Mutual of Omaha Insurance Co10% OwnerOther (acquisition)Series A Mandatory Redeemable Preferred Stock88.9k$2,222,225.00$197531.4Msubsidiary09/07/2016
12/23/2015KA Fund Advisors LLC Other (acquisition)Common Stock219.5k$8.07$1.8M 12/23/2015
12/23/2015McCarthy Kevin SChairman, President & CEOOther (acquisition)Common Stock65.4k$0.00$0 12/23/2015
12/23/2015KAYNE ANDERSON CAPITAL ADVISORS LP Other (acquisition)Common Stock93.1k$0.00$0 12/23/2015
12/23/2015KA Fund Advisors LLC Other (disposition)Common Stock219.5k$0.00$0 12/23/2015
12/23/2015LOGAN RON M JRSenior VPOther (acquisition)Common Stock401$0.00$0 12/23/2015
12/23/2015Hart Terry ACFO & TreasurerOther (acquisition)Common Stock729$0.00$0 12/23/2015
12/23/2015KAYNE RICHARD A Other (acquisition)Common Stock93.1k$0.00$0See Footnote 212/23/2015
12/23/2015Baker James CExecutive Vice PresidentOther (acquisition)Common Stock15.8k$0.00$0 12/23/2015
12/23/2015Meraz JodyVice PresidentOther (acquisition)Common Stock4.7k$0.00$0 12/23/2015
12/23/2015Meraz JodyVice PresidentOther (acquisition)Common Stock4.7k$0.00$0 12/23/2015
12/23/2015Frey John CExec VP,Asst Sec. 7 TreasurerOther (acquisition)Common Stock33.9k$0.00$0 12/23/2015
10/08/2015Isenberg Gerald IDirectorSaleCommon Stock1k$15.71$16.4k 10/08/2015
10/02/2015Shea William H JRDirectorPurchaseCommon Stock3.5k$12.94$45.3k 10/02/2015
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