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FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND (VFLEX)

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
12/31/2021Sternberg David A SaleCLASS I COMMON SHARES1.9k$27.64$53.5kHELD BY SPOUSE AND STEP-CHILDREN12/01/2021
12/10/2021Sternberg David A Other (acquisition)CLASS A COMMON SHARES0.47$27.58$13VFT Holdings LP (FORMERLY VIVALDI HOLDINGS LLC)12/01/2021
12/10/2021Sternberg David A Other (acquisition)CLASS I COMMON SHARES57$27.48$1.6kHELD BY SPOUSE AND STEP-CHILDREN12/01/2021
12/01/2021Sternberg David A Other (acquisition)CLASS A COMMON SHARES0.15$27.91$4.2VFT Holdings LP (FORMERLY VIVALDI HOLDINGS LLC)12/01/2021
12/01/2021Sternberg David A Other (acquisition)CLASS I COMMON SHARES16$27.89$446.2HELD BY SPOUSE AND STEP-CHILDREN12/01/2021
11/10/2021Sternberg David A PurchaseCLASS I COMMON SHARES4.5k$27.90$125.5k 08/04/2021
11/10/2021Sternberg David A PurchaseCLASS I COMMON SHARES4.6k$27.90$127.9kHELD BY SPOUSE AND STEP-CHILDREN08/04/2021
11/03/2021Sternberg David A Other (acquisition)CLASS I COMMON SHARES16$27.86$445.8HELD BY SPOUSE AND STEP-CHILDREN08/04/2021
11/03/2021Sternberg David A Other (acquisition)CLASS A COMMON SHARES0.16$28.01$4.5VFT HOLDINGS LP (FORMERLY VIVALDI HOLDINGS LLC)08/04/2021
10/06/2021Sternberg David A Other (acquisition)CLASS A COMMON SHARES0.15$27.95$4.2VFT HOLDINGS LP (FORMERLY VIVALDI HOLDINGS LLC)08/04/2021
10/06/2021Sternberg David A Other (acquisition)CLASS I COMMON SHARES16$27.78$444.5HELD BY SPOUSE AND STEP-CHILDREN08/04/2021
09/01/2021Sternberg David A Other (acquisition)CLASS I COMMON SHARES16$27.49$439.8HELD BY SPOUSE AND STEP-CHILDREN08/04/2021
09/01/2021Sternberg David A Other (acquisition)CLASS A COMMON SHARES0.15$27.57$4.1VFT HOLDINGS LP (FORMERLY VIVALDI HOLDINGS LLC)08/04/2021
08/04/2021Sternberg David A Other (acquisition)CLASS I COMMON SHARES15$27.19$407.8HELD BY SPOUSE AND STEP-CHILDREN08/04/2021
08/02/2021Sternberg David A PurchaseCLASS A COMMON SHARES36.64$27.29$999.9VIVALDI HOLDINGS LLC06/02/2021
08/02/2021CHAD EISENBERGTREASURERPurchaseCLASS A COMMON SHARES36.64$27.29$999.9VIVALDI HOLDINGS LLC08/02/2021
08/02/2021Golden Randal L PurchaseCLASS A COMMON SHARES36.64$27.29$999.9VIVALDI HOLDINGS LLC08/02/2021
08/02/2021VFT Holdings LP PurchaseCLASS A COMMON SHARES36.64$27.29$999.9 08/02/2021
08/02/2021PECK MICHAEL DPRESIDENTPurchaseCLASS A COMMON SHARES36.64$27.29$999.9VIVALDI HOLDINGS LLC08/02/2021
07/07/2021Sternberg David A Other (acquisition)CLASS I COMMON SHARES17$27.25$463.2HELD BY SPOUSE AND STEP-CHILDREN06/02/2021
06/02/2021Sternberg David A Other (acquisition)CLASS I COMMON SHARES15$27.06$405.9HELD BY SPOUSE AND STEP-CHILDREN06/02/2021
05/21/2021Sternberg David A PurchaseCLASS I COMMON SHARES302$26.74$8.1kHELD BY STEP-CHILD04/07/2021
05/21/2021Sternberg David A PurchaseCLASS I COMMON SHARES190$26.74$5.1kHELD BY SPOUSE AND STEP-CHILD04/07/2021
05/21/2021Sternberg David A PurchaseCOMMON SHARES302$26.74$8.1kHELD BY STEP-CHILD05/21/2021
05/21/2021Sternberg David A PurchaseCOMMON SHARES190$26.74$5.1kHELD BY SPOUSE AND STEP-CHILD05/21/2021
05/05/2021Sternberg David A Other (acquisition)CLASS I COMMON SHARES13$26.62$346.1HELD BY SPOUSE04/07/2021
04/07/2021Sternberg David A Other (acquisition)CLASS I COMMON SHARES13$26.60$345.8HELD BY SPOUSE04/07/2021
12/31/2020Sternberg David A SaleCOMMON SHARES3.2k$25.55$82.4kVIVALDI CAPITAL MANAGEMENT LLC10/07/2020
12/31/2020Golden Randal L SaleCOMMON SHARES3.2k$25.55$82.4kVIVALDI CAPITAL MANAGEMENT LLC08/05/2020
12/31/2020CHAD EISENBERGTREASURERSaleCOMMON SHARES3.2k$25.55$82.4kVIVALDI CAPITAL MANAGEMENT LLC08/05/2020
12/31/2020PECK MICHAEL DPRESIDENTSaleCOMMON SHARES3.2k$25.55$82.4kVIVALDI CAPITAL MANAGEMENT LLC08/05/2020
12/31/2020VFT Holdings LP SaleCOMMON SHARES3.2k$25.55$82.4kVIVALDI CAPITAL MANAGEMENT LLC08/05/2020
12/11/2020Sternberg David A Other (acquisition)COMMON SHARES50$25.10$1.3kHELD BY SPOUSE10/07/2020
12/02/2020Sternberg David A Other (acquisition)COMMON SHARES13$25.28$328.6HELD BY SPOUSE10/07/2020
11/04/2020Sternberg David A Other (acquisition)COMMON SHARES17$24.83$422.1HELD BY SPOUSE10/07/2020
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