| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 09/30/2021 | CION Ares Diversified Credit Fund | CADWX | Purchase | Series B Mandatory Redeemable Preferred Shares | 40k | $25.00 | $1000k | | 09/30/2021 |
| 09/30/2021 | CION Ares Diversified Credit Fund | CADWX | Purchase | Series B Mandatory Redeemable Preferred Shares | 40k | $25.00 | $1000k | See Footnote 1. | 09/30/2021 |
| 09/30/2021 | CION Ares Diversified Credit Fund | CADWX | Purchase | Series C Mandatory Redeemable Preferred Shares | 400k | $25.00 | $10M | | 09/30/2021 |
| 09/30/2021 | CION Ares Diversified Credit Fund | CADWX | Purchase | Series C Mandatory Redeemable Preferred Shares | 400k | $25.00 | $10M | See Footnote 1. | 09/30/2021 |
| 09/15/2021 | Ares Dynamic Credit Allocation Fund, Inc. | ARDC | Purchase | Series C Mandatory Redeemable Preferred Stock | 320k | $25.00 | $8M | See Footnote 1. | 09/15/2021 |
| 09/15/2021 | Ares Dynamic Credit Allocation Fund, Inc. | ARDC | Purchase | Series C Mandatory Redeemable Preferred Stock | 320k | $25.00 | $8M | | 09/15/2021 |
| 04/29/2020 | Kayne Anderson Energy Infrastructure Fund, Inc. | KYN | Other (disposition) | Mandatory Redeemable Preferred Shares Series C | 217k | $5,531,332.96 | $1200570.2M | | 05/07/2020 |
| 04/29/2020 | Kayne Anderson Energy Infrastructure Fund, Inc. | KYN | Other (disposition) | Mandatory Redeemable Preferred Shares Series C | 217k | $5,531,332.96 | $1200570.2M | See footnote | 05/07/2020 |
| 10/28/2010 | Tortoise Midstream Energy Fund, Inc. | NTG | Purchase | 2.48% Senior Notes Series A due Dec. 15, 2013 | 3.3M | $3,333,000.00 | $11108889M | | 10/07/2010 |
| 10/28/2010 | Tortoise Midstream Energy Fund, Inc. | NTG | Purchase | 4.29% Senior Notes Series D due Dec. 15, 2020 | 333.4k | $333,358.00 | $111127.6M | See Below. | 10/07/2010 |
| 10/28/2010 | Tortoise Midstream Energy Fund, Inc. | NTG | Purchase | 4.29% Senior Notes Series D due Dec. 15, 2020 | 4.3M | $4,333,642.00 | $18780453M | See Below. | 10/07/2010 |
| 10/28/2010 | Tortoise Midstream Energy Fund, Inc. | NTG | Purchase | 2.48% Senior Notes Series A due Dec. 15, 2013 | 3.3M | $3,333,000.00 | $11108889M | See Below. | 10/07/2010 |
| 10/28/2010 | Tortoise Midstream Energy Fund, Inc. | NTG | Purchase | 4.29% Senior Notes Series D due Dec. 15, 2020 | 333.4k | $333,358.00 | $111127.6M | | 10/07/2010 |
| 10/28/2010 | Tortoise Midstream Energy Fund, Inc. | NTG | Purchase | 4.29% Senior Notes Series D due Dec. 15, 2020 | 4.3M | $4,333,642.00 | $18780453M | | 10/07/2010 |