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B. Riley Financial, Inc. (RILY)

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Security holder agreements
TypeNameDate
Credit agreementCREDIT AGREEMENT06/25/2021
Credit agreementSecond Amendment to Credit Agreement01/06/2021
IndentureSecond Supplemental Indenture, by and between the Company and The Bank of New York Mellon Trust Company, N.A., as Trustee09/23/2019
IndentureIndenture, between the Company and The Bank of New York Mellon Trust Company, N.A., as Trustee05/07/2019
IndentureFirst Supplemental Indenture, between the Company and The Bank of New York Mellon Trust Company, N.A., as Trustee05/07/2019
Credit agreementCredit Agreement12/27/2018
Registration rights agreementRegistration Rights Agreement, by and among B. Riley Financial, Inc. and the persons listed on the signature pages thereto07/05/2017
IndentureSecond Supplemental Indenture, by and between the Company and U.S. Bank National Association, as Trustee05/31/2017
IndentureFirst Supplemental Indenture, by and between the Company and U.S. Bank National Association, as Trustee11/02/2016
Securities purchase agreementSecurities Purchase Agreement, by and among Great American Group, Inc. and each purchaser identified on Annex A thereto05/19/2014
Credit agreementAmendment to Credit Agreement, by and among Great American Group Energy Equipment, LLC, Garrison Special Opportunities Fund LP and Garrison Loan Agency Services LLC01/07/2010

Employment agreements
TypeNameDate
Employment agreementEmployment Agreement, by and between the registrant and Kenneth M. Young07/16/2018
Employment agreementEmployment Agreement, by and between B. Riley FBR, Inc. and Andrew Moore07/16/2018
Employment agreementAmendment No. 1 to Employment Agreement, by and between the registrant and Bryant R. Riley07/16/2018
Employment agreementAmendment No. 1 to Employment Agreement, by and between the registrant and Thomas Kelleher07/16/2018
Employment agreementEmployment Agreement, by and between the registrant and Bryant R. Riley01/05/2018
Employment agreementEmployment Agreement, by and between the registrant and Thomas J. Kelleher01/05/2018
Employment agreementEmployment Agreement, by and between Great American Group, LLC. and Andrew Gumaer01/05/2018
Employment agreementEmployment Agreement, by and between the registrant and Phillip J. Ahn01/05/2018
Employment agreementEmployment Agreement, by and between Great American Group, Inc. and Bryant Riley05/19/2014
Employment agreementAmended and Restated Employment Agreement, by and between Great American Group, Inc. and Andrew Gumaer05/19/2014
Employment agreementAmended and Restated Employment Agreement, by and between Great American Group, Inc. and Harvey Yellen05/19/2014

M&A agreements

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