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MARSHALL WACE, LLP
> HTGC
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | Hercules Capital, Inc. | HTGC | 196,144 | 196,144 | 2,902,931,000 | 2,902,931,000 | $14,800.00 |
| 09/30/2021 | Hercules Capital, Inc. | HTGC | 0 | -11,766 | 0 | -201,000 | |
| 06/30/2021 | Hercules Capital, Inc. | HTGC | 11,766 | 11,766 | 201,000 | 201,000 | $17.08 |
| 12/31/2020 | Hercules Capital, Inc. | HTGC | 0 | -48,540 | 0 | -562,000 | |
| 09/30/2020 | Hercules Capital, Inc. | HTGC | 48,540 | -412,068 | 562,000 | -4,261,000 | $11.58 |
| 06/30/2020 | Hercules Capital, Inc. | HTGC | 460,608 | 94,427 | 4,823,000 | 2,025,000 | $10.47 |
| 03/31/2020 | Hercules Capital, Inc. | HTGC | 366,181 | 366,181 | 2,798,000 | 2,798,000 | $7.64 |
| 09/30/2014 | Hercules Capital, Inc. | HTGC | 0 | -23,800 | 0 | -385,000 | |
| 06/30/2014 | Hercules Capital, Inc. | HTGC | 23,800 | 23,800 | 385,000 | 385,000 | $16.18 |
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