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Nuveen Asset Management, LLC
> RILY
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | B. Riley Financial, Inc. | RILY | 242,725 | -4,439 | 11,160,495,000 | 11,153,478,000 | $45,980.00 |
| 03/31/2023 | B. Riley Financial, Inc. | RILY | 247,164 | 76,408 | 7,017,000 | 1,178,000 | $28.39 |
| 12/31/2022 | B. Riley Financial, Inc. | RILY | 170,756 | 26,613 | 5,839,000 | -578,000 | $34.19 |
| 09/30/2022 | B. Riley Financial, Inc. | RILY | 144,143 | -2,535 | 6,417,000 | 220,000 | $44.52 |
| 06/30/2022 | B. Riley Financial, Inc. | RILY | 146,678 | 3,698 | 6,197,000 | -3,701,000 | $42.25 |
| 03/31/2022 | B. Riley Financial, Inc. | RILY | 142,980 | -37,418 | 9,898,000 | -752,000 | $69.23 |
| 09/30/2021 | B. Riley Financial, Inc. | RILY | 180,398 | -2,935 | 10,650,000 | -3,191,000 | $59.04 |
| 06/30/2021 | B. Riley Financial, Inc. | RILY | 183,333 | -30,914 | 13,841,000 | 1,761,000 | $75.50 |
| 03/31/2021 | B. Riley Financial, Inc. | RILY | 214,247 | -78,737 | 12,080,000 | -876,000 | $56.38 |
| 12/31/2020 | B. Riley Financial, Inc. | RILY | 292,984 | 207,511 | 12,956,000 | 10,814,000 | $44.22 |
| 09/30/2020 | B. Riley Financial, Inc. | RILY | 85,473 | 857 | 2,142,000 | 300,000 | $25.06 |
| 06/30/2020 | B. Riley Financial, Inc. | RILY | 84,616 | 7,935 | 1,842,000 | 429,000 | $21.77 |
| 03/31/2020 | B. Riley Financial, Inc. | RILY | 76,681 | 419 | 1,413,000 | -507,000 | $18.43 |
| 12/31/2019 | B. Riley Financial, Inc. | RILY | 76,262 | -2,184 | 1,920,000 | 67,000 | $25.18 |
| 09/30/2019 | B. Riley Financial, Inc. | RILY | 78,446 | -649 | 1,853,000 | 203,000 | $23.62 |
| 06/30/2019 | B. Riley Financial, Inc. | RILY | 79,095 | 79,095 | 1,650,000 | 1,650,000 | $20.86 |
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