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Sheaff Brock Investment Advisors, LLC
> OXLC
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | Oxford Lane Capital Corp. | OXLC | 61,000 | 61,000 | 295,240,000 | 295,240,000 | $4,840.00 |
| 09/30/2016 | Oxford Lane Capital Corp. | OXLC | 0 | -18,905 | 0 | -160,000 | |
| 03/31/2016 | Oxford Lane Capital Corp. | OXLC | 18,905 | 18,905 | 160,000 | 160,000 | $8.46 |
| 12/31/2015 | Oxford Lane Capital Corp. | OXLC | 18,455 | 18,455 | 184,000 | 184,000 | $9.97 |
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