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NorthRock Partners, LLC
> SRNE
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2022 | Sorrento Therapeutics, Inc. | SRNE | 19,055 | 0 | 30,000 | -8,000 | $1.57 |
| 06/30/2022 | Sorrento Therapeutics, Inc. | SRNE | 19,055 | 0 | 38,000 | -6,000 | $1.99 |
| 03/31/2022 | Sorrento Therapeutics, Inc. | SRNE | 19,055 | -5,945 | 44,000 | -72,000 | $2.31 |
| 12/31/2021 | Sorrento Therapeutics, Inc. | SRNE | 25,000 | 25,000 | 116,000 | 116,000 | $4.64 |
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