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JPMORGAN CHASE & CO
> HTGC
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | Hercules Capital, Inc. | HTGC | 599,162 | -8,776 | 8,867,597,000 | 1,031,597,000 | $14,800.00 |
| 03/31/2023 | Hercules Capital, Inc. | HTGC | 607,938 | -129,622 | 7,836,000,000 | 7,827,459,000 | $12,889.47 |
| 09/30/2022 | Hercules Capital, Inc. | HTGC | 737,560 | 214,991 | 8,541,000 | 1,492,000 | $11.58 |
| 06/30/2022 | Hercules Capital, Inc. | HTGC | 522,569 | 11,677 | 7,049,000 | -2,182,000 | $13.49 |
| 03/31/2022 | Hercules Capital, Inc. | HTGC | 510,892 | -211,178 | 9,231,000 | -2,748,000 | $18.07 |
| 12/31/2021 | Hercules Capital, Inc. | HTGC | 722,070 | 639 | 11,979,000 | -4,000 | $16.59 |
| 09/30/2021 | Hercules Capital, Inc. | HTGC | 721,431 | 11,920 | 11,983,000 | -121,000 | $16.61 |
| 06/30/2021 | Hercules Capital, Inc. | HTGC | 709,511 | -282,524 | 12,104,000 | -3,798,000 | $17.06 |
| 03/31/2021 | Hercules Capital, Inc. | HTGC | 992,035 | -322,866 | 15,902,000 | -3,059,000 | $16.03 |
| 12/31/2020 | Hercules Capital, Inc. | HTGC | 1,314,901 | -130,906 | 18,961,000 | 2,363,000 | $14.42 |
| 09/30/2020 | Hercules Capital, Inc. | HTGC | 1,445,807 | 235,468 | 16,598,000 | 3,926,000 | $11.48 |
| 06/30/2020 | Hercules Capital, Inc. | HTGC | 1,210,339 | -145,886 | 12,672,000 | 2,310,000 | $10.47 |
| 03/31/2020 | Hercules Capital, Inc. | HTGC | 1,356,225 | 364,259 | 10,362,000 | -3,545,000 | $7.64 |
| 12/31/2019 | Hercules Capital, Inc. | HTGC | 991,966 | -854,652 | 13,907,000 | -10,782,000 | $14.02 |
| 09/30/2019 | Hercules Capital, Inc. | HTGC | 1,846,618 | -113,841 | 24,689,000 | -228,000 | $13.37 |
| 06/30/2019 | Hercules Capital, Inc. | HTGC | 1,960,459 | -40,578 | 24,917,000 | -416,000 | $12.71 |
| 03/31/2019 | Hercules Capital, Inc. | HTGC | 2,001,037 | 395,544 | 25,333,000 | 7,592,000 | $12.66 |
| 12/31/2018 | Hercules Capital, Inc. | HTGC | 1,605,493 | 714,601 | 17,741,000 | 6,017,000 | $11.05 |
| 09/30/2018 | Hercules Capital, Inc. | HTGC | 890,892 | 218,516 | 11,724,000 | 3,218,000 | $13.16 |
| 06/30/2018 | Hercules Capital, Inc. | HTGC | 672,376 | 641,600 | 8,506,000 | 8,134,000 | $12.65 |
| 03/31/2018 | Hercules Capital, Inc. | HTGC | 30,776 | 14,372 | 372,000 | 158,000 | $12.09 |
| 12/31/2017 | Hercules Capital, Inc. | HTGC | 16,404 | 7,300 | 214,000 | 98,000 | $13.05 |
| 09/30/2017 | Hercules Capital, Inc. | HTGC | 9,104 | 3,891 | 116,000 | 46,000 | $12.74 |
| 06/30/2017 | Hercules Capital, Inc. | HTGC | 5,213 | 756 | 70,000 | 3,000 | $13.43 |
| 03/31/2017 | Hercules Capital, Inc. | HTGC | 4,457 | -38,609 | 67,000 | -541,000 | $15.03 |
| 12/31/2016 | Hercules Capital, Inc. | HTGC | 43,066 | 38,013 | 608,000 | 540,000 | $14.12 |
| 09/30/2016 | Hercules Capital, Inc. | HTGC | 5,053 | 5,053 | 68,000 | 68,000 | $13.46 |
| 06/30/2016 | Hercules Capital, Inc. | HTGC | 8,972 | 8,972 | 111,000 | 111,000 | $12.37 |
| 03/31/2016 | Hercules Capital, Inc. | HTGC | 18,721 | 18,721 | 225,000 | 225,000 | $12.02 |
| 03/31/2014 | Hercules Capital, Inc. | HTGC | 0 | -13,965 | 0 | -229,000 | |
| 12/31/2013 | Hercules Capital, Inc. | HTGC | 13,965 | 13,965 | 229,000 | 229,000 | $16.40 |
| 09/30/2013 | Hercules Capital, Inc. | HTGC | 59,760 | 59,760 | 912,000 | 912,000 | $15.26 |
| 06/30/2013 | Hercules Capital, Inc. | HTGC | 86,067 | 75,658 | 1,200,000 | 1,073,000 | $13.94 |
| 03/31/2013 | Hercules Capital, Inc. | HTGC | 10,409 | -676 | 127,000 | 3,000 | $12.20 |
| 12/31/2012 | Hercules Capital, Inc. | HTGC | 11,085 | -633 | 124,000 | -5,000 | $11.19 |
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