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GEODE CAPITAL MANAGEMENT, LLC
> APEN
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | Apollo Endosurgery, Inc. | APEN | 0 | -360,480 | 0 | -3,575,962,000 | |
| 03/31/2023 | Apollo Endosurgery, Inc. | APEN | 360,480 | 17,029 | 3,575,962,000 | 3,574,070,000 | $9,920.00 |
| 09/30/2022 | Apollo Endosurgery, Inc. | APEN | 343,451 | 63,995 | 1,892,000 | 872,000 | $5.51 |
| 06/30/2022 | Apollo Endosurgery, Inc. | APEN | 279,456 | 16,463 | 1,020,000 | -571,000 | $3.65 |
| 03/31/2022 | Apollo Endosurgery, Inc. | APEN | 262,993 | -4,112 | 1,591,000 | -660,000 | $6.05 |
| 12/31/2021 | Apollo Endosurgery, Inc. | APEN | 267,105 | 143,282 | 2,251,000 | 1,130,000 | $8.43 |
| 09/30/2021 | Apollo Endosurgery, Inc. | APEN | 123,823 | 4,086 | 1,121,000 | 152,000 | $9.05 |
| 06/30/2021 | Apollo Endosurgery, Inc. | APEN | 119,737 | 22,131 | 969,000 | 432,000 | $8.09 |
| 03/31/2021 | Apollo Endosurgery, Inc. | APEN | 97,606 | 21,685 | 537,000 | 279,000 | $5.50 |
| 12/31/2020 | Apollo Endosurgery, Inc. | APEN | 75,921 | 13,596 | 258,000 | 153,000 | $3.40 |
| 09/30/2020 | Apollo Endosurgery, Inc. | APEN | 62,325 | 0 | 105,000 | 5,000 | $1.68 |
| 06/30/2020 | Apollo Endosurgery, Inc. | APEN | 62,325 | 0 | 100,000 | -19,000 | $1.60 |
| 03/31/2020 | Apollo Endosurgery, Inc. | APEN | 62,325 | 0 | 119,000 | -58,000 | $1.91 |
| 12/31/2019 | Apollo Endosurgery, Inc. | APEN | 62,325 | 0 | 177,000 | -25,000 | $2.84 |
| 06/30/2019 | Apollo Endosurgery, Inc. | APEN | 62,325 | 0 | 202,000 | -31,000 | $3.24 |
| 03/31/2019 | Apollo Endosurgery, Inc. | APEN | 62,325 | 0 | 233,000 | 18,000 | $3.74 |
| 12/31/2018 | Apollo Endosurgery, Inc. | APEN | 62,325 | 0 | 215,000 | -231,000 | $3.45 |
| 09/30/2018 | Apollo Endosurgery, Inc. | APEN | 62,325 | 62,325 | 446,000 | 446,000 | $7.16 |
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