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COHEN HARRY D

DateNameSymbolTypeSecuritySharesPriceValueOwnershipReported
12/30/2019ClearBridge Energy Midstream Opportunity Fund Inc.EMOSaleCommon Stock4k$8.42$33.7kShares purchased by Mr.Cohen for benefit of his son12/30/2019
12/30/2019ClearBridge MLP & Midstream Total Return Fund Inc.CTRSaleCommon Stock5k$8.54$42.7kShares purchaed for benefit of Mr. Cohen's son's account12/30/2019
11/21/2019ClearBridge MLP & Midstream Fund Inc.CEMSaleCommon Stock7.2k$9.91$71.7kChildren and Grandchildren's accounts11/21/2019
10/28/2019ClearBridge MLP & Midstream Fund Inc.CEMSaleCommon Stock1.7k$10.70$18.6k 10/28/2019
12/10/2018ClearBridge MLP & Midstream Fund Inc.CEMSaleCommon Stock58.8k$11.25$661.5k 12/10/2018
12/10/2018ClearBridge MLP & Midstream Fund Inc.CEMSaleCommon Stock58.8k$11.25$661.5k 12/10/2018
01/02/2013ClearBridge MLP & Midstream Fund Inc.CEMPurchaseCommon Stock2k$23.78$47.6kSee footnote01/02/2013
01/02/2013ClearBridge Energy Midstream Opportunity Fund Inc.EMOPurchaseCommon Stock5k$21.40$107k 01/02/2013
01/02/2013ClearBridge MLP & Midstream Fund Inc.CEMPurchaseCommon Stock2k$23.79$47.6kSee footnote01/02/2013
06/26/2012ClearBridge MLP & Midstream Total Return Fund Inc.CTRPurchaseCommon Stock10k$20.00$200k 06/26/2012
06/26/2012ClearBridge MLP & Midstream Total Return Fund Inc.CTRGrantCommon Stock5k$20.00$100kShares purchaed for benefit of Mr. Cohen's son's account06/26/2012
06/26/2012ClearBridge MLP & Midstream Total Return Fund Inc.CTRGrantCommon Stock10k$20.00$200k 06/26/2012
08/15/2011ClearBridge MLP & Midstream Fund Inc.CEMPurchaseCommon Stock5k$21.36$106.8k 11/28/2011
06/25/2010ClearBridge MLP & Midstream Fund Inc.CEMPurchaseCommon Stock10k$20.00$200k 06/25/2010

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