| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 11/21/2019 | GABELLI DIVIDEND & INCOME TRUST | GDV | Other (acquisition) | Common Shares, Par Value $0.001 | 50 | $20.00 | $1000 | By spouse | 11/21/2019 |
| 11/21/2019 | GABELLI DIVIDEND & INCOME TRUST | GDV | Other (acquisition) | Common Shares, Par Value $0.001 | 100 | $20.00 | $2k | | 11/21/2019 |
| 12/20/2018 | GABELLI GLOBAL UTILITY & INCOME TRUST | GLU.A | Other (acquisition) | Series B Cumulative Puttable and Callable Preferred Shares | 207 | $50.00 | $10.4k | By spouse | 12/20/2018 |
| 12/20/2018 | GABELLI GLOBAL UTILITY & INCOME TRUST | GLU.A | Other (acquisition) | Series B Cumulative Puttable and Callable Preferred Shares | 150 | $50.00 | $7.5k | | 12/20/2018 |
| 12/20/2018 | GABELLI GLOBAL UTILITY & INCOME TRUST | GLU.A | Other (acquisition) | Common Shares, Par Value $0.001 | 207 | $17.50 | $3.6k | By spouse | 12/20/2018 |
| 12/20/2018 | GABELLI GLOBAL UTILITY & INCOME TRUST | GLU.A | Other (acquisition) | Common Shares, Par Value $0.001 | 150 | $17.50 | $2.6k | | 12/20/2018 |
| 12/06/2018 | GABELLI GLOBAL UTILITY & INCOME TRUST | GLU.A | Sale | Rights for Common Shares and Series B Preferred Shares | 675 | $0.19 | $125.3 | | 12/06/2018 |
| 03/29/2018 | GDL FUND | GDL | Other (acquisition) | Series C Cumulative Puttable and Callable Preferred Shares | 500 | $50.00 | $25k | By Spouse | 03/29/2018 |
| 03/29/2018 | GDL FUND | GDL | Other (disposition) | Series B Cumulative Puttable and Callable Preferred Shares | 188 | $50.00 | $9.4k | By Spouse | 03/29/2018 |
| 12/21/2017 | GABELLI EQUITY TRUST INC | GAB | Other (acquisition) | Common Stock, Par Value $0.001 | 463 | $5.50 | $2.5k | By Spouse | 12/21/2017 |
| 12/14/2017 | Gabelli Global Small & Mid Cap Value Trust | GGZ | Other (acquisition) | Common Shares, Par Value $0.001 | 17 | $11.50 | $195.5 | By Spouse | 12/14/2017 |
| 12/14/2017 | Gabelli Global Small & Mid Cap Value Trust | GGZ | Other (acquisition) | Common Shares, Par Value $0.001 | 34 | $11.50 | $391 | | 12/14/2017 |
| 10/27/2014 | GABELLI EQUITY TRUST INC | GAB | Other (acquisition) | Common Stock, Par Value $0.001 | 405 | $5.75 | $2.3k | By Spouse | 10/27/2014 |
| 07/18/2014 | Gabelli Healthcare & WellnessRx Trust | GRX | Other (acquisition) | Common Shares, Par Value $0.001 | 1.7k | $9.00 | $14.9k | By Spouse | 07/18/2014 |
| 05/04/2011 | GABELLI MULTIMEDIA TRUST INC. | GGT | Exercise (in-the-money or at-the-money) | Common Stock, Par Value $0.001 | 438 | $7.00 | $3.1k | By spouse | 05/04/2011 |