| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 05/11/2023 | M-tron Industries, Inc. | | Grant | Common Stock | 1.3k | $11.85 | $15k | | 05/11/2023 |
| 03/07/2023 | Associated Capital Group, Inc. | AC | Other (acquisition) | Class B Common Stock | 70k | $0.00 | $0 | | 03/07/2023 |
| 03/07/2023 | Associated Capital Group, Inc. | AC | Gift | Class B Common Stock | 70k | $0.00 | $0 | | 03/07/2023 |
| 12/28/2021 | LGL GROUP INC | LGL | Grant | Common Stock | 1.3k | $0.00 | $0 | | 12/28/2021 |
| 08/26/2021 | IronNet, Inc. | DFNSU | Disposition | Class B Common Stock | 1.1M | $0.00 | $0 | By LGL Acquistion Holding | 08/25/2021 |
| 08/26/2021 | IronNet, Inc. | DFNSU | Conversion | Class B Common Stock | 3.1M | $0.00 | $0 | By LGL Acquistion Holding | 08/25/2021 |
| 08/26/2021 | IronNet, Inc. | DFNSU | Grant | Common Stock | 566k | $10.00 | $5.7M | By LGL Systems Acquistion Holding Company, LLC | 08/25/2021 |
| 08/26/2021 | IronNet, Inc. | DFNSU | Conversion | Common Stock | 3.1M | $0.00 | $0 | By LGL Acquistion Holding | 08/25/2021 |
| 08/25/2021 | IronNet, Inc. | DFNSU | Other (disposition) | Class B Common Stock | 130k | $0.00 | $0 | By LGL Acquistion Holding | 08/25/2021 |
| 12/29/2020 | LGL GROUP INC | LGL | Grant | Common Stock | 16.3k | $0.00 | $0 | | 12/29/2020 |
| 11/16/2020 | LGL GROUP INC | LGL | Other (acquisition) | Common Stock Warrants (right to purchase) | 63k | $0.00 | $0 | | 11/16/2020 |
| 11/16/2020 | LGL GROUP INC | LGL | Other (acquisition) | Common Stock Warrants (right to purchase) | 764.3k | $0.00 | $0 | Shares held by a Ltd. Partnership | 11/16/2020 |
| 12/11/2019 | LGL GROUP INC | LGL | Grant | Common Stock | 1k | $0.00 | $0 | | 12/11/2019 |
| 11/19/2019 | LGL GROUP INC | LGL | Exercise | Stock option (right to buy) | 1.3k | $4.34 | $5.5k | | 11/19/2019 |
| 11/19/2019 | LGL GROUP INC | LGL | Exercise | Stock option (right to buy) | 1.6k | $3.53 | $5.5k | | 11/19/2019 |
| 05/07/2019 | Associated Capital Group, Inc. | AC | Gift | Class B Common Stock | 8k | $0.00 | $0 | | 05/07/2019 |
| 12/19/2018 | LGL GROUP INC | LGL | Grant | Common Stock | 1.6k | $6.14 | $10k | | 12/19/2018 |
| 08/03/2018 | LGL GROUP INC | LGL | Exercise (out-of-the-money) | Common Stock | 42.9k | $7.50 | $321.4k | Shares held by Ltd. Partnership | 08/03/2018 |
| 08/03/2018 | LGL GROUP INC | LGL | Exercise (out-of-the-money) | Common Stock | 2.2k | $7.50 | $16.5k | | 08/03/2018 |
| 11/22/2017 | LGL GROUP INC | LGL | Exercise (in-the-money or at-the-money) | Common Stock | 209.9k | $5.50 | $1.2M | Shares held by Ltd. Partnership | 08/03/2018 |
| 11/15/2017 | LGL GROUP INC | LGL | Exercise (in-the-money or at-the-money) | Subscription Rights | 170.2k | $5.50 | $936.1k | | 11/15/2017 |
| 11/15/2017 | LGL GROUP INC | LGL | Exercise (in-the-money or at-the-money) | Subscription Rights | 642.8k | $5.50 | $3.5M | Shares held by Ltd. Partnership | 11/15/2017 |
| 11/15/2017 | LGL GROUP INC | LGL | Exercise (in-the-money or at-the-money) | Common Stock | 26.2k | $5.50 | $144.3k | | 11/15/2017 |
| 11/15/2017 | LGL GROUP INC | LGL | Exercise (in-the-money or at-the-money) | Common Stock | 160.7k | $5.50 | $883.8k | Shares held by Ltd. Partnership | 11/15/2017 |
| 12/30/2016 | LGL GROUP INC | LGL | Grant | Common Stock | 2k | $0.00 | $0 | | 12/30/2016 |
| 05/15/2015 | GAMCO INVESTORS, INC. ET AL | GBL | Other (acquisition) | Class B Common Stock | 1.1k | $0.00 | $0 | | 05/15/2015 |
| 12/23/2014 | GAMCO INVESTORS, INC. ET AL | GBL | Grant | Class A Common Stock | 10k | $0.00 | $0 | | 12/23/2014 |
| 12/17/2012 | LGL GROUP INC | LGL | Grant | Common Stock | 2k | $0.00 | $0 | | 12/17/2012 |