| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 12/29/2022 | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC | GCV | Purchase | Series G Cumulative Preferred Stock | 50k | $10.00 | $500k | | 12/29/2022 |
| 04/25/2022 | GABELLI UTILITY TRUST | GUT | Other (acquisition) | Common Shares, Par Value $0.001 | 2.6k | $5.50 | $14.5k | | 04/25/2022 |
| 01/31/2022 | GABELLI UTILITY TRUST | GUT | Other (disposition) | Series A Cumulative Preferred Shares | 3.8k | $25.00 | $96.1k | | 01/31/2022 |
| 08/31/2021 | GABELLI MULTIMEDIA TRUST INC. | GGT | Other (acquisition) | Common Stock, Par Value $0.001 | 3.2k | $9.50 | $30.8k | | 08/31/2021 |
| 04/20/2021 | GABELLI UTILITY TRUST | GUT | Other (acquisition) | Common Shares, Par Value $0.001 | 2k | $5.50 | $11k | | 04/20/2021 |
| 12/26/2019 | GABELLI MULTIMEDIA TRUST INC. | GGT | Other (disposition) | Series B Cumulative Preferred Stock | 3.7k | $25.00 | $93k | | 12/26/2019 |
| 11/21/2019 | GABELLI DIVIDEND & INCOME TRUST | GDV | Other (acquisition) | Common Shares, Par Value $0.001 | 100 | $20.00 | $2k | | 11/21/2019 |
| 11/21/2019 | GABELLI DIVIDEND & INCOME TRUST | GDV | Other (acquisition) | Common Shares, Par Value $0.001 | 400 | $20.00 | $8k | | 11/21/2019 |
| 11/18/2019 | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC | GCV | Other (disposition) | Series B Cumulative Preferred Stock | 1000 | $25.00 | $25k | | 11/18/2019 |
| 04/10/2019 | TRANS LUX Corp | TNLX | Exercise (in-the-money or at-the-money) | Common Stock | 62.5k | $1.00 | $62.5k | | 04/10/2019 |
| 12/28/2018 | GABELLI EQUITY TRUST INC | GAB | Sale | Common Stock, Par Value $0.001 | 4.1k | $5.13 | $20.9k | | 12/28/2018 |
| 12/28/2018 | GABELLI EQUITY TRUST INC | GAB | Sale | Series H Cumulative Preferred Stock | 3.8k | $22.73 | $87.2k | | 12/28/2018 |
| 12/28/2018 | Gabelli Healthcare & WellnessRx Trust | GRX | Sale | Series A Cumulative Preferred Shares | 3.6k | $24.90 | $89.6k | | 12/28/2018 |
| 12/28/2018 | GAMCO Global Gold, Natural Resources & Income Trust | GGN | Sale | Common Shares, Par Value $0.001 | 1000 | $3.71 | $3.7k | | 12/28/2018 |
| 05/24/2018 | GABELLI UTILITY TRUST | GUT | Other (acquisition) | Common Shares, Par Value $0.001 | 1k | $5.50 | $5.8k | | 05/24/2018 |
| 12/29/2017 | TRANS LUX Corp | TNLX | Grant | Common Stock | 62.5k | $0.00 | $0 | | 12/29/2017 |
| 12/21/2017 | GABELLI EQUITY TRUST INC | GAB | Other (acquisition) | Common Stock, Par Value $0.001 | 3k | $5.50 | $16.5k | | 12/21/2017 |
| 12/14/2017 | Gabelli Global Small & Mid Cap Value Trust | GGZ | Other (acquisition) | Common Shares, Par Value $0.001 | 50 | $11.50 | $575 | | 12/14/2017 |
| 10/27/2014 | GABELLI EQUITY TRUST INC | GAB | Other (acquisition) | Common Stock, Par Value $0.001 | 3.1k | $5.75 | $17.9k | | 10/27/2014 |
| 07/18/2014 | Gabelli Healthcare & WellnessRx Trust | GRX | Other (acquisition) | Common Shares, Par Value $0.001 | 986 | $9.00 | $8.9k | | 07/18/2014 |
| 03/04/2013 | GABELLI EQUITY TRUST INC | GAB | Purchase | Series H Cumulative Preferred Stock | 1.8k | $25.99 | $47.7k | | 03/04/2013 |
| 11/22/2011 | GEE Group Inc. | JOB | Purchase | Common Shares | 4.9k | $0.30 | $1.5k | By Bergen Cove Realty, Inc. | 11/22/2011 |
| 11/14/2011 | TRANS LUX Corp | TNLX | Purchase | Series A Convertible Preferred Stock | 2.5k | $50,000.00 | $125M | | 11/14/2011 |
| 11/14/2011 | TRANS LUX Corp | TNLX | Purchase | B Warrant | 25k | $0.00 | $0 | | 11/14/2011 |
| 09/16/2011 | GEE Group Inc. | JOB | Purchase | Common Shares | 2.5k | $0.27 | $675 | By Bergen Cove Realty Inc. | 09/13/2011 |
| 09/15/2011 | GEE Group Inc. | JOB | Purchase | Common Shares | 2.5k | $0.27 | $685.2 | By Bergen Cove Realty Inc. | 09/13/2011 |
| 09/14/2011 | GEE Group Inc. | JOB | Purchase | Common Shares | 2.5k | $0.28 | $700 | By Bergen Cove Realty Inc. | 09/13/2011 |
| 09/13/2011 | GEE Group Inc. | JOB | Purchase | Common Shares | 2.5k | $0.27 | $675 | By Bergen Cove Realty Inc. | 09/13/2011 |
| 05/04/2011 | GABELLI MULTIMEDIA TRUST INC. | GGT | Exercise (in-the-money or at-the-money) | Common Stock, Par Value $0.001 | 389 | $7.00 | $2.7k | | 05/04/2011 |