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Gates Capital Management, Inc.

DateNameSymbolTypeSecuritySharesPriceValueOwnershipReported
09/23/2021ION GEOPHYSICAL CORPIOSaleCommon Stock100k$1.34$134kSee footnote09/21/2021
09/22/2021ION GEOPHYSICAL CORPIOSaleCommon Stock135.1k$1.32$178.4kSee footnote09/21/2021
09/21/2021ION GEOPHYSICAL CORPIOSaleCommon Stock, par value $0.01 per share ("Common Stock")112.1k$1.23$137.9kSee footnote09/21/2021
09/20/2021ION GEOPHYSICAL CORPIOSaleCommon Stock202.4k$1.34$271.2kSee footnote09/16/2021
09/17/2021ION GEOPHYSICAL CORPIOSaleCommon Stock241.1k$1.45$349.6kSee footnote09/16/2021
09/16/2021ION GEOPHYSICAL CORPIOSaleCommon Stock, par value $0.01 per share ("Common Stock")968.7k$1.63$1.6MSee footnote09/16/2021
10/01/2008DOVER DOWNS GAMING & ENTERTAINMENT INCDDEExercise (in-the-money or at-the-money)Call Option (obligation to sell)50$7.50$375Investment Manager, see remarks below10/01/2008
06/12/2008DOVER DOWNS GAMING & ENTERTAINMENT INCDDEPurchaseCommon Stock100k$8.02$802.2kInvestment Manager, see remarks below06/11/2008
06/11/2008DOVER DOWNS GAMING & ENTERTAINMENT INCDDEPurchaseCommon Stock56.5k$8.05$454.6kInvestment Manager, see remarks below06/11/2008
06/03/2008DOVER DOWNS GAMING & ENTERTAINMENT INCDDEPurchaseCommon Stock61.4k$8.54$524.4kInvestment Manager, see remarks below06/02/2008
06/02/2008DOVER DOWNS GAMING & ENTERTAINMENT INCDDEPurchaseCommon Stock22.2k$8.43$186.9kInvestment Manager, see remarks below06/02/2008
05/02/2008DOVER DOWNS GAMING & ENTERTAINMENT INCDDEPurchaseCommon Stock12.3k$8.22$101.1kInvestment Manager, see remarks below05/02/2008
05/01/2008DOVER DOWNS GAMING & ENTERTAINMENT INCDDEPurchaseCommon Stock54.2k$8.35$452.3kInvestment Manager, see remarks below04/30/2008
04/30/2008DOVER DOWNS GAMING & ENTERTAINMENT INCDDEPurchaseCommon Stock25k$8.14$203.4kInvestment Manager, see remarks below04/30/2008
04/29/2008DOVER DOWNS GAMING & ENTERTAINMENT INCDDEPurchaseCommon Stock59.2k$8.20$485.6kInvestment Manager, see remarks below04/28/2008
04/28/2008DOVER DOWNS GAMING & ENTERTAINMENT INCDDEPurchaseCommon Stock85.9k$8.11$696.7kInvestment Manager, see remarks below04/28/2008
04/25/2008DOVER DOWNS GAMING & ENTERTAINMENT INCDDEPurchaseCommon Stock30.9k$8.34$257.6kInvestment Manager, see remarks below04/24/2008
04/24/2008DOVER DOWNS GAMING & ENTERTAINMENT INCDDEPurchaseCommon Stock25.6k$8.90$228.1kInvestment Manager, see remarks below04/24/2008
03/31/2008DOVER DOWNS GAMING & ENTERTAINMENT INCDDEPurchaseCommon Stock16k$8.65$138.8kInvestment Manager, see remarks below03/31/2008
03/18/2008DOVER DOWNS GAMING & ENTERTAINMENT INCDDEPurchaseCommon Stock16.8k$8.45$141.9kInvestment Manager, see remarks below03/18/2008
01/24/2008DOVER DOWNS GAMING & ENTERTAINMENT INCDDEPurchaseCommon Stock37.8k$9.40$355.1kInvestment Manager, see remarks below01/24/2008
01/22/2008DOVER DOWNS GAMING & ENTERTAINMENT INCDDEPurchaseCommon Stock9.6k$9.42$90.9kInvestment Manager, see remarks below01/18/2008
01/18/2008DOVER DOWNS GAMING & ENTERTAINMENT INCDDEPurchaseCommon Stock8.9k$9.33$83kInvestment Manager, see remarks below01/18/2008
01/10/2008DOVER DOWNS GAMING & ENTERTAINMENT INCDDEPurchaseCommon Stock42.8k$10.02$428.6kInvestment Manager, see remarks below01/09/2008
01/09/2008DOVER DOWNS GAMING & ENTERTAINMENT INCDDEPurchaseCommon Stock32k$9.91$317.1kInvestment Manager, see remarks below01/09/2008
11/01/2007DOVER DOWNS GAMING & ENTERTAINMENT INCDDEPurchaseCommon Stock160.4k$10.87$1.7MInvestment Manager, see remarks below10/30/2007
10/30/2007DOVER DOWNS GAMING & ENTERTAINMENT INCDDEPurchaseCommon Stock41.3k$11.11$458.9kInvestment Manager, see remarks below10/30/2007
10/29/2007DOVER DOWNS GAMING & ENTERTAINMENT INCDDEPurchaseCommon Stock36.6k$11.68$427kInvestment Manager, see remarks below10/26/2007
10/26/2007DOVER DOWNS GAMING & ENTERTAINMENT INCDDEPurchaseCommon Stock71.8k$11.20$804.4kInvestment Manager,10/26/2007
03/21/2007PIONEER COMPANIES INCPONRPurchaseCommon Stock100k$27.89$2.8MInvestment Manager, see remarks below03/21/2007

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