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HSBC USA INC (HUSI PR) Create: Alert

All | News | Filings
Date FiledTypeDescription
10/02/2023 8-K Quarterly results
03/17/2023 8-K Other Events, Financial Statements and Exhibits  Interactive Data
Docs: "Underwriting Agreement",
"Form of 5.625% Senior Notes due 2025",
"Opinion of Mayer Brown LLP",
"Opinion of DLA Piper LLP (US)"
07/21/2022 8-K Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits  ...
Docs: "HSBC USA INC."
05/24/2022 8-K Other Events, Financial Statements and Exhibits  Interactive Data
Docs: "Underwriting Agreement",
"Form of 3.750% Senior Notes due 2024",
"Opinion of Mayer Brown LLP",
"Opinion of DLA Piper LLP (US)"
04/22/2022 8-K Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits  ...
Docs: "HSBC USA INC."
05/27/2021 8-K Quarterly results
04/14/2021 8-K Quarterly results
11/13/2019 8-K Quarterly results
11/05/2019 8-K Other Events, Financial Statements and Exhibits
Docs: "HSBC Bank USA, National Association serves customers through retail banking and wealth management, commercial banking, private banking, and global banking and markets segments. It operates bank branches in: California; Connecticut; Washington, D.C.; Florida; Maryland; New Jersey; New York; Pennsylvania; Virginia; and Washington. HSBC Bank USA, N.A. is the principal subsidiary of HSBC USA Inc., a wholly-owned subsidiary of HSBC North America Holdings Inc. HSBC Bank USA, N.A. is a Member of FDIC. Investment and brokerage services are provided through HSBC Securities Inc., and insurance products are provided through HSBC Insurance Agency Inc. Forward-looking statements: Certain statements in this press release are "forward-looking statements" within the meaning of the rules and regulations of..."
07/08/2019 8-K Other Events, Financial Statements and Exhibits
Docs: "HSBC ANNOUNCES RETIREMENT OF PATRICK BURKE AND APPOINTMENT OF MICHAEL ROBERTS AS PRESIDENT AND CEO, HSBC USA"
10/09/2018 8-K Quarterly results
07/26/2018 8-K Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits
Docs: "Bylaws of HSBC USA Inc., as amended and restated, effective July 24, 2018"
05/01/2018 8-K Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits
Docs: "Bylaws of HSBC USA Inc., as amended and restated, effective April 26, 2018"
03/16/2018 8-K Other Events
03/01/2018 8-K Financial Statements and Exhibits
Docs: "Opinion of Mayer Brown LLP as to the legality of certain of the Registrant’ s senior debt securities titled “Notes, Series 1” and warrants titled “Warrants, Series 1”",
"Opinion of Mayer Brown LLP as to certain federal tax matters"
04/24/2017 8-K Quarterly results
01/09/2017 8-K Form 8-K - Current report
05/31/2016 8-K Form 8-K - Current report
05/16/2016 8-K Other Events, Financial Statements and Exhibits
Docs: "HSBC USA Inc. Announces Redemption of $1.265 Billion of Preferred Securities"
05/02/2016 8-K Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits
Docs: "Bylaws of HSBC USA Inc., as amended and restated, effective April 28, 2016"
02/05/2016 8-K Form 8-K - Current report
08/07/2015 8-K Financial Statements and Exhibits
Docs: "Opinion and consent of Cleary Gottlieb Steen & Hamilton LLP",
"Opinion and consent of Wilmer Cutler Pickering Hale and Dorr LLP"
05/27/2015 8-K Other Events, Financial Statements and Exhibits
Docs: "HSBC USA Inc. Announces Redemption of $850 Million Preferred and Trust Preferred Securities New York – May 27, 2015 – HSBC USA Inc. is announcing the redemption, in whole, of the following preferred series: 6,000,000 depositary shares each representing a one-fourth interest in a share of Adjustable Rate Cumulative Preferred Stock, Series D ; and 3,000,000 shares of $2.8575 Cumulative Preferred Stock . The preferred securities are listed on the New York Stock Exchange under the above ticker symbols. The redemption date for each series of preferred is June 26, 2015. The cash redemption price payable for each series of preferred on the redemption date will equal: For the 6,000,000 depositary shares, $25 liquidation preference per depositary share , plus an amount equal to the accrued and accu..."
05/01/2015 8-K Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits
Docs: "Bylaws of HSBC USA Inc., as amended and restated, effective April 29, 2015"
03/05/2015 8-K Financial Statements and Exhibits
Docs: "Opinion and consent of Cleary Gottlieb Steen & Hamilton LLP",
"Opinion and consent of Wilmer Cutler Pickering Hale and Dorr LLP",
"Opinion and consent of Cleary Gottlieb Steen & Hamilton LLP as to certain tax matters"
02/23/2015 8-K Changes in Registrant's Certifying Accountant, Financial Statements and Exhibits
Docs: "Letter from KPMG LLP"
02/20/2015 8-K Changes in Registrant's Certifying Accountant
11/13/2014 8-K Financial Statements and Exhibits
Docs: "Opinion and consent of Cleary Gottlieb Steen & Hamilton LLP",
"Opinion and consent of Wilmer Cutler Pickering Hale and Dorr LLP",
"Opinion and consent of Cleary Gottlieb Steen & Hamilton LLP as to certain tax matters"
09/12/2014 8-K Other Events, Financial Statements and Exhibits
Docs: "HSBC Announces Settlement Agreement with FHFA"
06/23/2014 8-K Financial Statements and Exhibits
Docs: "Opinion and consent of Cleary Gottlieb Steen & Hamilton LLP",
"Opinion and consent of Wilmer Cutler Pickering Hale and Dorr LLP",
"Opinion and consent of Cleary Gottlieb Steen & Hamilton LLP as to certain tax matters"
06/16/2014 8-K Other Events, Financial Statements and Exhibits
Docs: "HSBC NORTH AMERICA – SENIOR MANAGEMENT CHANGES"
04/28/2014 8-K Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits
Docs: "Bylaws of HSBC USA Inc., as amended and restated, effective April 23, 2014"
03/26/2014 8-K Other Events, Financial Statements and Exhibits
Docs: "HSBC North America Holdings Inc. CCAR 2014 Result New York – March 26, 2014 – The Board of Governors of the Federal Reserve System informed HSBC North America Holdings Inc. , the indirect parent company of HSBC USA Inc. and HSBC Finance Corporation, that it did not object to HSBC North America's capital actions, including payment of dividends on outstanding preferred stock of HSBC North America and its subsidiaries. The Federal Reserve informed HSBC North America that it objects to its capital plan submitted for the 2014 Comprehensive Capital Analysis and Review due to weaknesses in its capital planning processes. HSBC North America will be required to resubmit its capital plan incorporating enhancements to its processes. In the Federal Reserve's Dodd-Frank Act Stress Test results issued o..."
09/24/2013 8-K Financial Statements and Exhibits
Docs: "Form of Floating Rate Note due September 24, 2018",
"Opinion and consent of Cleary Gottlieb Steen & Hamilton LLP",
"Opinion and consent of Wilmer Cutler Pickering Hale and Dorr LLP",
"Opinion and consent of Cleary Gottlieb Steen & Hamilton LLP as to certain tax matters"
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