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Hercules Capital, Inc. (HTGC) Create: Alert

All | News | Filings
Date FiledTypeDescription
08/10/2023 8-K Entry into a Material Definitive Agreement, Financial Statements and Exhibits  Interactive Data
Docs: "Underwriting Agreement, by and among Hercules Capital, Inc. and Morgan Stanley & Co. LLC, UBS Securities LLC and Wells Fargo Securities, LLC as representatives of the several underwriters named on Schedule I",
"Opinion of Dechert LLP"
08/03/2023 8-K Quarterly results
Docs: "Hercules Capital Reports Second Quarter 2023 Financial Results",
"Hercules Capital Increases Its Total Cash Distribution to $0.48 per Share for the Second Quarter 2023"
07/20/2023 8-K Quarterly results
05/05/2023 8-K Entry into a Material Definitive Agreement, Financial Statements and Exhibits  Interactive Data
Docs: "Opinion of Dechert LLP",
"Form of Equity Distribution Agreement"
05/04/2023 8-K Quarterly results
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549",
"Hercules Capital Reports First Quarter 2023 Financial Results",
"Hercules Capital Declares a Total Cash Distribution of $0.47 per Share for the First Quarter 2023"
03/13/2023 8-K Other Events, Financial Statements and Exhibits  Interactive Data
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549",
"Hercules Capital Business Update and Response to the Closure of Silicon Valley Bank"
01/27/2023 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549"
01/17/2023 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
11/02/2022 8-K Quarterly results
10/18/2022 8-K Other Events, Financial Statements and Exhibits  Interactive Data
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549",
"Hercules Capital Increases Its Quarterly Cash Distribution to $0.36 per Share for the Third Quarter of 2022 PALO ALTO, Calif., October 18, 2022 - Hercules Capital, Inc. , the largest and leading specialty finance provider to innovative, venture, growth and established stage companies backed by some of the leading and top-tier venture capital and select private equity firms, is pleased to announce that its Board of Directors has increased and declared a third quarter 2022 cash distribution of $0.36 per share. The following shows the key dates of the third quarter 2022 distribution payment: Record Date November 10, 2022 Payment Date November 17, 2022 Hercules' Board of Directors maintains a variable distribution policy with the objective of distributing four quarterly distributions in an amo...",
"Hercules Capital Announces Supplemental Cash Distribution of $0.15 per Share for the Third Quarter of 2022"
07/28/2022 8-K Quarterly results
06/27/2022 8-K Quarterly results
06/15/2022 8-K Quarterly results
05/09/2022 8-K Quarterly results
05/05/2022 8-K Quarterly results
02/22/2022 8-K Quarterly results
02/01/2022 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 of the Securities Exchange Act of 1934 Date of Report : February 1, 2022 Hercules Capital, Inc. Maryland 814-00702 74-3113410 400 Hamilton Ave., Suite 310 Palo Alto, CA 94301 Registrant's telephone number, including area code: 289-3060 Not Applicable Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions : ☐ Written communications pursuant to Rule 425 under the Securities Act ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act ☐ Pre-commencement communications pursuant to Rule 14d-2 under the Exchange Act ) ☐ P...",
"Hercules Capital Enhances C-Suite for Future Growth PALO ALTO, Calif., February 1, 2022 - Hercules Capital, Inc. , the largest and leading specialty financing provider to innovative venture, growth and established stage companies backed by some of the leading and top-tier venture capital and select private equity firms, today announced two internal promotions and one new addition to the executive management team. Christian Follmann, currently Sr. Director of Operations and Strategic Projects, has been named Chief Operating Officer, a new position within Hercules; Charlie Vandis, currently Sr. Managing Director of Credit, has been named Chief Credit Officer; and Kiersten Zaza Botelho has joined the Company as its General Counsel and Chief Compliance Officer. “In 2021, Hercules added strateg..."
01/21/2022 8-K Other Events
Docs: "FORM 8-K"
01/21/2022 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 of the Securities Exchange Act of 1934 Date of Report : January 20, 2022 Hercules Capital, Inc. Maryland 814-00702 74-3113410 400 Hamilton Ave., Suite 310 Palo Alto, CA 94301 Registrant's telephone number, including area code: 289-3060 Not Applicable Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions : ☐ Written communications pursuant to Rule 425 under the Securities Act ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act ☐ Pre-commencement communications pursuant to Rule 14d-2 under the Exchange Act ) ☐ P...",
"Eighth Supplemental Indenture, between the Registrant and U.S. Bank National Association",
"Opinion of Dechert LLP"
01/18/2022 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "Underwriting Agreement, by and among Hercules Capital, Inc. and Goldman Sachs & Co. LLC and SMBC Nikko Securities America, Inc., as representatives of the several underwriters named in Schedule A thereto"
01/10/2022 8-K Other Events
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 of the Securities Exchange Act of 1934 Date of Report : January 10, 2022 Hercules Capital, Inc. Maryland 814-00702 74-3113410 400 Hamilton Ave., Suite 310 Palo Alto, CA 94301 Registrant's telephone number, including area code: 289-3060 Not Applicable Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions : ☐ Written communications pursuant to Rule 425 under the Securities Act ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act ☐ Pre-commencement communications pursuant to Rule 14d-2 under the Exchange Act ) ☐ P..."
11/29/2021 8-K Termination of a Material Definitive Agreement
Docs: "FORM 8-K"
11/10/2021 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "Revolving Credit Agreement, among Hercules Capital, Inc., the lenders and issuing banks from time to time party thereto and Sumitomo Mitsui Banking Corporation, as administrative agent",
"Hercules Capital Further Strengthens Its Capital Resources with New $100.0 Million Multi-Currency Credit Facility"
10/28/2021 8-K Quarterly results
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 of the Securities Exchange Act of 1934 Date of Report : October 26, 2021 Hercules Capital, Inc. Maryland 814-00702 74-3113410 400 Hamilton Ave., Suite 310 Palo Alto, CA 94301 Registrant's telephone number, including area code: 289-3060 Not Applicable Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions : ☐ Written communications pursuant to Rule 425 under the Securities Act ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act ☐ Pre-commencement communications pursuant to Rule 14d-2 under the Exchange Act ) ☐ P...",
"Hercules Capital Reports Third Quarter 2021 Financial Results",
"Hercules Capital Increases Its Quarterly Cash Distribution to $0.33 per Share for the Third Quarter of 2021 PALO ALTO, Calif., October 26, 2021 - Hercules Capital, Inc. , the largest and leading specialty finance provider to innovative, venture, growth and established stage companies backed by some of the leading and top-tier venture capital and select private equity firms, is pleased to announce that its Board of Directors has increased and declared a third quarter 2021 cash distribution of $0.33 per share. The following shows the key dates of the third quarter 2021 distribution payment: Record Date November 10, 2021 Payment Date November 17, 2021 Hercules' Board of Directors maintains a variable distribution policy with the objective of distributing four quarterly distributions in an amo...",
"Hercules Capital Announces Supplemental Cash Distribution of $0.07 per Share for the Third Quarter of 2021"
10/20/2021 8-K Appointed a new director
Docs: "Hercules Capital Announces the Appointment of Ms. Pam Randhawa to Its Board of Directors"
09/24/2021 8-K Quarterly results
09/16/2021 8-K Quarterly results
09/15/2021 8-K Quarterly results
07/29/2021 8-K Quarterly results
Docs: "Hercules Capital Reports Second Quarter 2021 Financial Results",
"Hercules Capital Declares Cash Distribution of $0.32 per Share for the Second Quarter of 2021 PALO ALTO, Calif., July 27, 2021 – Hercules Capital, Inc. , the largest and leading specialty finance provider to innovative, venture, growth and established stage companies backed by some of the leading and top-tier venture capital and select private equity firms, is pleased to announce that its Board of Directors has declared a second quarter 2021 cash distribution of $0.32 per share. The following shows the key dates of the second quarter 2021 distribution payment: Record Date August 11, 2021 Payment Date August 18, 2021 Hercules' Board of Directors maintains a variable distribution policy with the objective of distributing four quarterly distributions in an amount that approximates 90% to 100%...",
"Hercules Capital Announces Supplemental Cash Distribution of $0.07 per Share for the Second Quarter of 2021"
07/13/2021 8-K Quarterly results
06/25/2021 8-K Quarterly results
05/28/2021 8-K Quarterly results
04/29/2021 8-K Quarterly results
03/08/2021 8-K Quarterly results
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