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ARK Investment Management LLC
> CAT
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | CATERPILLAR INC | CAT | 74,339 | -7,931 | 18,291,111,000 | -1,417,490,000 | $246,050.00 |
| 12/31/2022 | CATERPILLAR INC | CAT | 82,270 | -13,919 | 19,708,601,000 | 19,692,818,000 | $239,560.00 |
| 09/30/2022 | CATERPILLAR INC | CAT | 96,189 | -6,940 | 15,783,000 | -6,477,000 | $164.08 |
| 06/30/2022 | CATERPILLAR INC | CAT | 103,129 | -41,072 | 22,260,000 | -7,552,000 | $215.85 |
| 12/31/2021 | CATERPILLAR INC | CAT | 144,201 | -73,664 | 29,812,000 | -12,012,000 | $206.74 |
| 09/30/2021 | CATERPILLAR INC | CAT | 217,865 | -26,941 | 41,824,000 | -11,453,000 | $191.97 |
| 06/30/2021 | CATERPILLAR INC | CAT | 244,806 | -4,798 | 53,277,000 | 7,844,000 | $217.63 |
| 12/31/2020 | CATERPILLAR INC | CAT | 249,604 | 125,963 | 45,433,000 | 26,992,000 | $182.02 |
| 09/30/2020 | CATERPILLAR INC | CAT | 123,641 | 60,144 | 18,441,000 | 10,409,000 | $149.15 |
| 06/30/2020 | CATERPILLAR INC | CAT | 63,497 | 36,920 | 8,032,000 | 4,948,000 | $126.49 |
| 03/31/2020 | CATERPILLAR INC | CAT | 26,577 | 26,577 | 3,084,000 | 3,084,000 | $116.04 |
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