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B. Riley Wealth Management, Inc.
> FTSM
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2022 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 131,478 | -18,947 | 7,807,000 | -1,148,000 | $59.38 |
| 03/31/2022 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 150,425 | 44,747 | 8,955,000 | 2,635,000 | $59.53 |
| 12/31/2021 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 105,678 | -41,355 | 6,320,000 | -2,494,000 | $59.80 |
| 09/30/2021 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 147,033 | 147,033 | 8,814,000 | 8,814,000 | $59.95 |
| 03/31/2020 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 0 | -66,090 | 0 | -3,971,000 | |
| 12/31/2019 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 66,090 | 5,270 | 3,971,000 | 318,000 | $60.08 |
| 09/30/2019 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 60,820 | 49,090 | 3,653,000 | 2,949,000 | $60.06 |
| 06/30/2019 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 11,730 | -4,775 | 704,000 | -286,000 | $60.02 |
| 03/31/2019 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 16,505 | 5,005 | 990,000 | 302,000 | $59.98 |
| 12/31/2018 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 11,500 | 11,500 | 688,000 | 688,000 | $59.83 |
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