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> COWN
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 12/31/2016 | Cowen Holdings, Inc. | COWN | 0 | -180,000 | 0 | -653,000 | |
| 09/30/2016 | Cowen Holdings, Inc. | COWN | 180,000 | 0 | 653,000 | 120,000 | $3.63 |
| 06/30/2016 | Cowen Holdings, Inc. | COWN | 180,000 | 180,000 | 533,000 | 533,000 | $2.96 |
| 03/31/2016 | Cowen Holdings, Inc. | COWN | 180,000 | -9,504 | 686,000 | 34,000 | $3.81 |
| 12/31/2015 | Cowen Holdings, Inc. | COWN | 180,000 | 0 | 689,000 | -132,000 | $3.83 |
| 09/30/2015 | Cowen Holdings, Inc. | COWN | 180,000 | -9,504 | 821,000 | 169,000 | $4.56 |
| 06/30/2015 | Cowen Holdings, Inc. | COWN | 205,000 | 15,496 | 160,000 | -492,000 | $0.78 |
| 03/31/2015 | Cowen Holdings, Inc. | COWN | 180,000 | 0 | 936,000 | 72,000 | $5.20 |
| 12/31/2014 | Cowen Holdings, Inc. | COWN | 180,000 | -9,504 | 864,000 | 212,000 | $4.80 |
| 09/30/2014 | Cowen Holdings, Inc. | COWN | 180,000 | -9,504 | 675,000 | 23,000 | $3.75 |
| 06/30/2014 | Cowen Holdings, Inc. | COWN | 180,000 | -59,504 | 760,000 | -296,000 | $4.22 |
| 03/31/2014 | Cowen Holdings, Inc. | COWN | 239,504 | 50,000 | 1,056,000 | 404,000 | $4.41 |
| 12/31/2013 | Cowen Holdings, Inc. | COWN | 239,504 | 50,000 | 936,000 | 284,000 | $3.91 |
| 09/30/2013 | Cowen Holdings, Inc. | COWN | 189,504 | 189,504 | 652,000 | 652,000 | $3.44 |
| 06/30/2013 | Cowen Holdings, Inc. | COWN | 189,504 | 0 | 548,000 | 84,000 | $2.89 |
| 03/31/2013 | Cowen Holdings, Inc. | COWN | 189,504 | 0 | 464,000 | 0 | $2.45 |
| 12/31/2012 | Cowen Holdings, Inc. | COWN | 189,504 | 89,504 | 464,000 | 193,000 | $2.45 |
| 09/30/2012 | Cowen Holdings, Inc. | COWN | 100,000 | -77,448 | 271,000 | -201,000 | $2.71 |
| 06/30/2012 | Cowen Holdings, Inc. | COWN | 177,448 | 0 | 472,000 | -9,000 | $2.66 |
| 03/31/2012 | Cowen Holdings, Inc. | COWN | 177,448 | 0 | 481,000 | 21,000 | $2.71 |
| 12/31/2011 | Cowen Holdings, Inc. | COWN | 177,448 | 89,453 | 460,000 | 222,000 | $2.59 |
| 09/30/2011 | Cowen Holdings, Inc. | COWN | 87,995 | -25,000 | 238,000 | -187,000 | $2.70 |
| 06/30/2011 | Cowen Holdings, Inc. | COWN | 112,995 | 10,000 | 425,000 | 12,000 | $3.76 |
| 03/31/2011 | Cowen Holdings, Inc. | COWN | 102,995 | 72,995 | 413,000 | 272,000 | $4.01 |
| 12/31/2010 | Cowen Holdings, Inc. | COWN | 30,000 | -35,000 | 141,000 | -73,000 | $4.70 |
| 09/30/2010 | Cowen Holdings, Inc. | COWN | 65,000 | -130,000 | 214,000 | -586,000 | $3.29 |
| 06/30/2010 | Cowen Holdings, Inc. | COWN | 195,000 | -23,649 | 800,000 | -438,000 | $4.10 |
| 03/31/2010 | Cowen Holdings, Inc. | COWN | 218,649 | 0 | 1,238,000 | -56,000 | $5.66 |
| 12/31/2009 | Cowen Holdings, Inc. | COWN | 218,649 | 218,649 | 1,294,000 | 1,294,000 | $5.92 |
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